- Academic Editor
Pancreatic adenocarcinoma (PDAC) is disease with a 5-year survival of only 12%. Many patients with PDAC present with late-stage disease and even early-stage disease can often be characterized by an aggressive tumor biology. Standard therapy for metastatic PDAC consists mainly of chemotherapy regimens like FOLFIRINOX, FOLFOX, or gemcitabine and nab-paclitaxel. Research has focused on sequencing PDAC tumors to understand better the mutational landscape and transcriptomics of PDAC with the goal to develop targeted therapies. Targeted therapies may potentially minimize the toxic risks of chemotherapy and provide a long-term survival benefit. We herein review the underlying molecular pathogenesis of PDAC, as well as the classification schema created from current sequencing data, and recent updates related to targeted therapy for PDAC.
Pancreatic adenocarcinoma (PDAC) is associated with a grave prognosis and a 5-year survival of only 12% [1]. Many patients with PDAC present with late stage disease and even early-stage disease can often be characterized by an aggressive tumor biology. The combination of surgical resection with systemic therapy traditionally has offered the best chance at long-term survival. Unfortunately, only about 15–20% of patients present with potentially resectable tumors and even after resection the incidence of recurrence can be as high as 80–85% [2].
Standard of care for metastatic PDAC consists mainly of chemotherapy regimens like FOLFIRINOX, FOLFOX, or gemcitabine and nab-paclitaxel [3]. In the setting of metastatic disease, patients are treated with upfront chemotherapy. However, chemotherapy is also given in the neoadjuvant and/or adjuvant setting based on the features of the primary tumor, concern for micrometastatic spread, and final pathology after surgery [3]. Unfortunately, these therapies are often not associated with a high response rate and have not been associated with dramatic improvements in long-term outcomes [3]. One reason for the lack of efficacy for systemic therapy is the dense desmoplastic stromal tissue that makes up the majority of the tumor microenvironment and may prevent effective delivery of drugs to tumor cells [4]. Additionally, this dense stromal tumor microenvironment is challenging to re-create in the laboratory, making it difficult to delineate which therapies will successfully translate from the bench to the bedside. As such, most research has focused on sequencing PDAC tumors to better understand the mutational landscape and transcriptomics with the goal of developing targeted therapies. Targeted therapies could potentially minimize the toxic risks of chemotherapy and provide a long-term survival benefit. We herein review the underlying molecular biology of PDAC, as well as the classification schema created from current sequencing data, and recent updates related to targeted therapy.
Pubmed, google scholar, and clinicaltrials.gov were utilized for all searches. Original studies, reviews, case reports, meta-analyses, and clinical trials were included and chosen based on the quality of the literature and relevance to the topic. Search words included the following terms and combinations of these terms: “targeted therapy”, “pancreatic cancer”, “pancreatic adenocarcinoma”, “pancreas cancer”, individual targeted pathways, “systemic therapy”, “molecular subtype”, “subtype”, “classification”. Data were reviewed and studies selected by the two authors. Individual data items were not collected, combined, and re-analyzed. The data was reported and interpreted in the larger context of treating PDAC. Bias of the individual studies and heterogeneity between studies was assessed by the authors and included where necessary in the manuscript.
Historically, precursor lesions for PDAC were categorized using a three-tiered
classification system (low, intermediate, and high grade) that encompassed
intraductal papillary mucinous neoplasms (IPMN), mucinous cystic neoplasms (MCN),
and pancreatic intraepithelial neoplasia (PanINs). PanINs are defined as
microscopic (usually
Tumorigenesis is commonly due to a combination of somatic mutations, chromosomal rearrangements, copy number alterations, and epigenetic changes that damage the natural cell cycle and regulatory pathways. Sequencing of tumor samples has changed the understanding of disease biology and has revealed inter-tumoral and intra-tumoral heterogeneity. In turn, there has been a shift in therapeutic strategy to identify potential targets and deliver more personalized care. Based on these data, two different models of PDAC carcinogenesis have been proposed. The first is a stepwise progression through the accumulation of genetic alterations in the following order: oncogene KRAS (90% of patients), followed by tumor suppressors CDKN2A (60%), then TP53 (80%) and SMAD4 (40%) [9, 10, 11]. Accumulated mutations in these four genes leads to cell cycle proliferation in both human and mouse studies [12, 13]. Additional studies have suggested that the early activation of KRAS and subsequent RAS signaling pathway is the main driver of PDAC development and concomitant mutations in the three tumor suppressor genes accelerates the development and dissemination of cancer [14, 15, 16, 17]. This theory suggests a slow, gradual development process with a late clinical presentation of the disease.
The second theory proposes that PDAC occurs through the simultaneous knockout of genes, as opposed to a stepwise fashion, in the setting of complex chromosomal rearrangements. Essentially, several structural alterations occur in a single cell cycle on a few chromosomes that leads to rearrangement of multiple driver genes. These changes result in rapid carcinogenesis and dissemination [18]. The main difference between the two theories is whether PDAC occurs through a stepwise or punctuated progression, sometimes referred to as chromothripsis (Fig. 1, Ref. [19]). The punctuated progression theory is compatible with patients who present with sudden onset of advanced disease.
The hypothetical accumulation of somatic events over time as a pancreatic cell undergoes dysplasia, including structural (chromothripsis) and simple somatic mutations under a punctuated model, stepwise model, or hybrid model. This figure was edited and reproduced with copyright permission from reference [19].
Based on sequencing studies, there are several different molecular classification schema that have been proposed and adjusted over the past decade. The first study to comprehensively look at PDAC with whole exome sequencing was in 2008 [9]. Jones et al. [9] evaluated 24 PDAC tumors and proposed that the key to understand PDAC was through a core set of pathways with genetic aberrations. Most cellular pathways rely on multiple proteins to function, therefore mutations in different genes can result in disruption in the same pathways and subsequent tumorigenesis. Jones et al. [9] reported on 12 core cellular signaling pathways that were disrupted in most of the tumors, yet had variations in specific gene mutations among different tumors. Subsequent sequencing studies have better defined the genomic landscape of PDAC with the goal of classifying subsets of PDAC based on the genomic landscape and attempting to tailor therapy (Fig. 2, Ref. [20, 21, 22, 23, 24, 25]) [20, 26].
Various subtypes of pancreatic adenocarcinoma based on molecular and morphologic characteristics. ADEX, aberrantly differentiated endocrine exocrine.
Collisson et al. [21] was the first study to categorize PDAC into subtypes based on the genomic landscape. At the time, there was a paucity of PDAC samples available so the authors combined data from primary PDAC samples into two different studies [21, 27]. Based on this analysis, the authors defined three subtypes: classical, quasimesenchymal, and exocrine-like. The classical subtype had high expression of epithelial and adhesion-associated genes and was sensitive to erlotinib in vitro. The quasi-mesenchymal subtype was defined by high expression of mesenchymal-associated genes. These patients had worse survival outcomes compared with the other two subtypes and were more sensitive to gemcitabine on in vitro analysis. The exocrine-like subtype demonstrated high expression of tumor cell derived digestive enzyme genes. The exocrine-like subtype was not identified in any of the mouse or human cell lines [21]. These subtypes have been validated with additional published PDAC datasets.
Research and treatment of PDAC is complicated by the overwhelming stromal component within the tumor. The dense stroma tissue and paucity of malignant cells makes it difficult to perform molecular analysis. Moffitt et al. [22] overcame this obstacle by including normal pancreas, primary PDAC, and metastatic PDAC samples in their analysis. The authors employed blind source separation and digitally separated tumor from stroma and normal tissue gene expression. Using this method, two subtypes were identified: classical and basal-like. The classical subtype was characterized by high adhesion-associated gene expression, ribosomal and epithelial gene expression, and increased GATA6 expression. This subtype overlapped with Collisson’s “classical subtype”. The basal-like subtype was comprised of tissue with high laminins and keratins like the basal-like subtype of bladder and breast cancers. This subtype was associated with worse outcomes.
Moffitt et al. [22] classified the stroma gene expression into two subtypes: normal and activated. Activated stroma was characterized by genes associated with a strong immune response and normal stoma contained markers for pancreatic stellate cells. The stroma subtypes were independently predictive of outcomes. Patients with activated stroma had worse long-term outcomes versus patients with normal stoma (median overall survival (OS): 15 months versus 24 months, respectively). Both basal and classical subtypes were within normal and activated stroma. The normal stoma, classical subtype had the lowest hazard ratio on Cox regression, while the basal-like, activated subtype had the highest. These data suggested a cumulative effect of PDAC subtype and stoma subtype on survival.
Bailey et al. [23] performed an analysis of 456 PDAC samples that used
a combination of whole-genome and RNA sequencing to determine mutational
mechanisms, potential genomic events, and expression profiles. The samples were
initially enriched and selected for high epithelial content
Raphael et al. [20] compared the three molecular classification systems using The Cancer Genome Atlas. This study performed genomic, transcriptomic, and proteomic profiling of 150 PDAC samples [20]. The authors applied a clustering technique to reproduce the subtype classifications of Collisson et al. [21], Moffitt et al. [22], and Bailey et al. [23]. Given that the low neoplastic cellularity of PDAC made analysis challenging, Raphael et al. [20] divided tumors into high and low purity samples based on the malignant cellularity of the tissue. High-purity tumors were classified into two groups: the basal-like/squamous which correlated to the previously described quasi-mesenchymal (Collisson et al. [21]), squamous (Bailey et al. [23]), or basal-like group (Moffitt et al. [22]) and the classical group that corresponded to the previously described classical (Collisson et al. [21]), progenitor (Bailey et al. [23]), or classical group (Moffitt et al. [22]). The immunogenic and ADEX groups described by Bailey et al. [23] and the exocrine-like group reported by Collisson et al. [21] were only found in low tumor cellularity samples, which may have represented contaminating gene expression from non-neoplastic cells. However, these subtypes should not be entirely disregarded since there has been variation among these landmark studies, as well as the subsequent studies, in the way samples were collected, stored, and analyzed. The validity of the immunogenic, ADEX, and exocrine-like subtypes still requires further investigation.
Raphael et al. [20] proposed that based on these data, the two consensus subtypes should be basal-like/squamous and classical/progenitor. This proposal was further validated with subsequent long non-coding RNA sequencing, methylation analysis, and proteomics [20]. The two subtypes were predictive of overall survival following surgery in two different analyses [13, 20]. These data suggest that these subtypes may provide clinically relevant information to assist with strategies related to treatment.
The underlying mechanism for the evolution of PDAC into either of these two subtypes is still unclear. Currently, basal-like tumors are associated with poor differentiation, worse survival, and resistance to therapy while classical tumors are more differentiated, have better survival, and improved response to chemotherapy [24]. However, these subtypes were primarily evaluated in patients with localized primary tumors who underwent resection and not among individuals with metastatic disease. Building on this work, Chan-Seng-Yue et al. [24] created a dataset of whole genomes and transcriptomes generated from purified epithelium of primary and metastatic PDAC tumors. Based on these data, a more granular classification system was proposed: basal-like A, basal-like B, hybrid, classical A, and classical B. Even within the two accepted molecular subtypes of PDAC, there was transcriptomic heterogeneity that was correlated with clinical disease manifestation. When divided into basal-like A versus B and classical A versus B signatures, metastatic disease from localized disease could be differentiated, respectively. The hybrid subtype was inconsistently classified due to multiple expression profiles. This stratification system still requires validation, but it does demonstrate the importance of including metastatic sites in PDAC molecular studies.
Somatic structural rearrangement of chromosomes is a common mutation that causes
gene disruption, activation, and/or fusions; these mutations drive
carcinogenesis. Small genomic sequencing studies of PDAC demonstrated that PDAC
genomes include extensive and complex chromosomal rearrangements [28, 29]. In
2015, whole genome sequencing of 100 PDAC tumors revealed that alterations of
chromosomal structure led to gene disruption, particularly in the genes commonly
associated with PDAC [30]. Waddell et al. [30] classified tumors into
four subtypes based on the number and location of the rearrangements: stable,
locally rearranged, scattered, and unstable. Stable tumors had
Another potential way to classify PDAC is through morphological patterns on
pathology. Kalimuthu et al. [25] identified morphological patterns in
PDAC and subsequently proposed a new classification system. Morphological
classification can be identified during pathologic slide review, as opposed to
the more costly sequencing data necessary for molecular classification. Kalimuthu
et al. [25] assessed 86 primary PDAC specimens with matched RNA
sequencing data. There were four morphological patterns that were divided into
two groups. Patients were classified as having either
The goal of classifying PDAC based on underlying molecular signature is to better identify which patients may respond to targeted therapy. Understanding differences in gene expression in PDAC tumors (e.g., genes that lead to angiogenesis versus lymphangiogenesis) may provide clues to more effective combination therapies, as well as ways to improve patient selection for different therapies [31]. Unfortunately, there are little data correlating molecular subtype to existing targeted therapies.
Epidermal growth factor receptor (EGFR) is a transmembrane tyrosine kinase receptor (TKR) that is commonly overexpressed in PDAC. Constitutive activation of EGFR has been noted in multiple cancers and EGFR inhibitors have emerged as an effective therapy [32]. EGFR activation has been involved in pancreatic proliferation and progression. Erlotinib is an oral, selective tyrosine kinase inhibitor (TKI) that acts against EGFR. A phase III randomized trial assigned 569 patients with unresectable, locally advanced, or metastatic PDAC to receive either gemcitabine with erlotinib or a placebo [33]. Patients who received erlotinib had improved one year survival versus the placebo cohort (23% versus 17%, respectively) and longer progression free survival. Erlotinib was the first molecular-targeting agent that demonstrated a statistically significant effect among patients with PDAC. Erlotinib was subsequently studied in the CONKO-005 trial, which randomly assigned 463 patients with resected PDAC to receive adjuvant gemcitabine alone or gemcitabine with erlotinib [34]. There was no improvement in disease free or overall survival with the addition of erlotinib. In a follow up study, tumor samples from the CONKO-005 trial were sequenced [35]. A SMAD4 genetic aberration with low mRNA expression of MAPK9 was noted to be predictive of response to erlotinib. In turn, SMAD4 status may identify a subset of patients who would benefit from adjuvant erlotinib in early-stage PDAC.
Cetuximab is a monoclonal antibody against EGFR that is commonly used in colorectal cancer treatment [36]. Pre-clinical studies with PDAC mouse xenograft models demonstrated cetuximab efficacy [37]. However, these results did not translate to the early clinical trials. In a phase III randomized trial, 745 patients with locally advanced or metastatic PDAC were assigned to receive gemcitabine alone or gemcitabine with cetuximab [38]. There was no difference in median overall survival between the gemcitabine/cetuximab and gemcitabine alone cohorts (6.3 months versus 5.9 months, respectively).
Nimotuzumab is a monoclonal antibody against EGFR that has demonstrated better efficacy among patients with wild-type Ras PDAC. Qin et al. [39] randomized 92 patients with locally advanced or metastatic PDAC to receive gemcitabine with nimotuzumab or placebo. The nimotuzumab cohort had an overall survival of 10.9 months versus 8.5 months in the placebo cohort. While the differences were statistically significant, the absolute difference in survival was modest.
There may be ways to target the EGFR pathway indirectly in pancreatic cancer. For example, MASTL regulates EGFR protein stability and kinase signaling involved in the progression of PDAC [40]. In turn, this makes MASTL a potential target for pancreatic cancer treatment. Dosch et al. [41] reported that STAT3 is a potential biomarker of resistance to gemcitabine in PDAC. Additionally, inhibition of Src and EGFR pathways may be a mechanism to overcome gemcitabine resistance.
KRAS mutation is present in up to 98% of PDAC and often considered to be the inciting event in PDAC carcinogenesis [42]. KRAS activates several downstream oncogenic signaling pathways (e.g., PI3K/AKT/mTOR, Raf-MEK-ERK, RAL-PLD1, T1AM1-Rac). As such, targeting KRAS mediated pathways is an important area of investigation in PDAC research. Pre-clinical studies have demonstrated some promise [43]. However, these preclinical results have not consistently translate to the clinical setting, likely due to the difficulty in re-creating the dense stromal tumor microenvironment of PDAC in pre-clinical models. As such, inhibition of downstream pathways of KRAS may exert different effects in the pre-clinical studies compared with the clinical setting.
Several trials have evaluated the efficacy of inhibitors of the PI3K/AKT/mTOR pathway. Several PI3K inhibitors, including copanlisib, alpelisib, and buparlisib, have been demonstrated to be safe in phase I studies with low efficacy [44, 45, 46]. Everolimus, an mTOR inhibitor, has demonstrated some efficacy in the clinical setting. Kordes et al. [47] enrolled 31 patients with advanced PDAC who received capecitabine and everolimus as either first- or second-line therapy. These patients had an acceptable toxicity profile with a median overall survival of 8.9 months. However, other studies of mTOR inhibitors as a monotherapy or combination therapy have not demonstrated clinical efficacy, including other trials with everolimus [48, 49, 50, 51]. Perifosine is an AKT inhibitor that demonstrated significant activity in the preclinical setting, but failed to demonstrate efficacy in clinical trials [52, 53]. These therapies have also been tried in combination with other targeted therapies with little success [50, 54, 55, 56]. Unfortunately, none of the PI3K/AKT/mTOR inhibitors have demonstrated a survival benefit in patients with PDAC.
Mutations in KRAS can lead to inappropriate activation of the MAPK pathway (Ras-Raf-MEK-ERK) and act as genetic drivers in the initiation and progression of tumors. Unfortunately, it has been challenging to target this pathway effectively in PDAC. Tipifarnib, which showed promise in preclinical studies, has failed to demonstrate efficacy in clinical trial [57, 58, 59, 60]. Sorafenib, a TKI, demonstrated disease stability in early clinical trials, but did not improve survival when used as a monotherapy or in combination with gemcitabine [61, 62, 63]. Selumetinib, a MEK inhibitor, was well tolerated when tested in the second- or third-line setting, but has not demonstrated significant clinical activity [64, 65]. The ERK inhibitor ulixertinib was tested in combination with gemcitabine and nab-paclitaxel in treatment-naïve patients with metastatic PDAC [66]. While effective (median OS 12.23 months), the study was stopped for increased adverse events. There is currently an ongoing phase I trial evaluating ulixertinib and palbociclib as a second-line therapy in patients with solid tumors, including PDAC (NCT03454035).
Based on pre-clinical evidence of a synergistic effect, trametinib (MEK inhibitor) has been tested in combination with erlotinib (EGFR inhibitor). However, this combination only demonstrated mild clinical efficacy with a median OS 7.3 months [67]. Additionally, the combination of radiation therapy, pembrolizumab, and trametinib demonstrated slightly improved OS compared with radiation therapy and gemcitabine among patients with locally recurrent PDAC (median OS: 14.9 months versus 12.8 months, respectively) [68]. A recent phase II trial of patients with advanced PDAC who progressed on chemotherapy were treated with trametinib and an oral FAK inhibitor with a median OS of 3.6 months and progression free survival of 1.6 months [69]. Trametinib may prove to be effective if the right combination therapy or subset of patients is identified, but more work is still needed to demonstrate long term clinical efficacy.
Until now, targeting KRAS could only be done through an indirect therapeutic
strategy that focused on inhibiting downstream effects, as targeting KRAS
directly was not possible. However, recent research has potentially overcome this
obstacle by creating a compound that can target the KRAS
The KRAS
Cancer vaccination has emerged as a potential immunotherapy for patients with solid tumors by inducing specific targeted immunity. This approach has mainly been studied as a means to personalize medicine by vaccinating patients with antigens specific to their tumor to stimulate the immune system, thereby inducing targeting of cancer cells that present those same antigens. Recent work has explored mRNA vaccines that are specific to a common mutation (e.g., KRAS mutated cancers) [76]. mRNA vaccines can also express multiple antigens at once, potentially allowing for a more sustained and stronger immune response [77]. A phase I trial is currently investigating a vaccine that targets KRAS-mutant non-small cell lung cancer, colorectal cancer, and PDAC (NCT03948763). There are ongoing trials evaluating dendritic cell and peptide vaccines for patients with KRAS-mutated PDAC (NCT03592888 and NCT04117087).
Claudins are a family of transmembrane tight junction proteins that typically reside in the apical region of the cell membrane and form a paracellular barrier [78]. This barrier regulates the passage of ions between cells, maintains homeostasis, and is associated with cell signaling pathways that influence proliferation and differentiation [79]. Claudins can be modified during carcinogenesis and may be a potential therapeutic target. Claudin-18 (CLDN18) has two variants. Zolbetuximab is a monoclonal antibody to the variant CLDN18.2 that has demonstrated some efficacy against gastric, gastric-esophageal junction, and esophageal cancers based on the FAST phase II randomized trial [80]. While the variant CLDN18.2 is not expressed in normal pancreatic tissue, it has been noted to be aberrantly expressed in 60–90% of PDACs [81, 82, 83]. There is an ongoing phase II trial evaluating its use in CLDN18.2-expressing metastatic PDAC (NCT03816163) in combination with gemcitabine and nab-paclitaxel as first-line therapy.
PDAC is an aggressive disease in which surgery and chemotherapy offer the best chance at long-term survival. Unfortunately, most patients present with late-stage disease and many who present early develop recurrence or metastatic disease. There are many challenges to understand and research PDAC due to tumor heterogeneity, low neoplastic cellularity in samples making molecular analysis difficult, and the dense stromal tissue that makes up most of the tumor microenvironment. DNA and RNA sequencing has shed light on potential molecular subtypes of PDAC, but how these classification systems should guide treatment remains debated. The development of pre-clinical models that incorporate the surrounding stromal tissue and tumor microenvironment will help better identify which therapies may be effective in the clinical setting to treat PDAC.
SMR and TMP have contributed to the conception, writing, and editing of this manuscript. Both authors read and approved the final manuscript. Both authors have participated sufficiently in the work and agreed to be accountable for all aspects of the work.
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This research received no external funding.
The authors declare no conflict of interest.
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