- Academic Editor
In the past, the spinal cord was considered a hard-wired network responsible for spinal reflexes and a conduit for long-range connections. This view has changed dramatically over the past few decades. It is now recognized as a plastic structure that has the potential to adapt to changing environments. While such changes occur under physiological conditions, the most dramatic alterations take place in response to pathological events. Many of the changes that occur following such pathological events are maladaptive, but some appear to help adapt to the new conditions. Although a number of studies have been devoted to elucidating the underlying mechanisms, in humans and animal models, the etiology and pathophysiology of various diseases impacting the spinal cord are still not well understood. In this review, we summarize current understanding and outstanding challenges for a number of diseases, including spinal muscular atrophy (SMA), amyotrophic laterals sclerosis (ALS), and spinal cord injury (SCI), with occasional relations to stroke. In particular, we focus on changes resulting from SCI (and stroke), and various influencing factors such as cause, site and extent of the afflicted damage.
Animals must adapt not only their behaviors to changing external environments, but their own internal enviornments as well. This requires learning from action outcomes and adapting to changes, at various different levels of organization and time scales and using as much sensory information as available. This in turn requires neuronal networks, including motoneurons (MNs) and their inputs, to be plastic. The structures subject to plasticity are numerous and distributed throughout the central and peripheral nervous system, even extending to the neuromuscular junction [1, 2, 3, 4].
The musculo-skeletal system is complex and can communicate easily and elegantly with the rest of the nervous system. How could the two systems develop in perfect mutual interaction? The most promising theory has been suggested to be “…based on trial-and-error learning, recall and interpolation of sensorimotor programs that are good-enough rather than limited or optimal” [5]. But this theory must be realized by flexible mechanisms that are only partly understood.
Plastic adaptations occur throughout normal life, from birth to old age [1]. But dramatic examples are provided by adaptations to pathological events. The primary emphasis of this review lies on plastic processes in the spinal sensory-motor system during and after various pathological events, including spinal muscular atrophy (SMA), amyotrophic lateral sclerosis (ALS), and various lesions to the nervous system, particularly spinal cord injury (SCI).
Neurological diseases change internal conditions within the body and force adaptive changes in the neuromuscular systems, among others. ALS and SMA are two pathological conditions that were originally considered to result from MN degeneration, but have been increasingly recognized to be multi-systemic diseases, affecting structures beyond the nervous system [6, 7]. In addition, multi-factorial mechanisms have emerged over time, taking into account the pathophysiology of MN diseases, and include a complex interplay between genetic factors and molecular signaling pathways [8] (Fig. 1).
Major hallmarks of motoneuron dieseases (MND). MND were
originally considered to result from selective degeneration of
upper and lower motoneurons (MNs) but are now considered multi-systemic diseases
affecting areas beyond the nervous system, with early and frequent
impacts on cognition, behavior, sleep, vigilance, and pain. The pathophysiology
of MND include a complex interplay between genetic factors and molecular pathways
such as proteostasis, axonal transport, and energy homeostasis. In addition to
MNs, other cells such as astrocytes, microglia, and oligodendrocytes are
considered determinants of MND onset and progression. MN hyperexcitability
resulting from increased glutamatergic excitation and monoaminergic
influences, the second acting through persistent inward currents (PICs; sodium
and calcium channels), occurs early in disease progression and leads to
excitotoxicity via elevated intracellular Ca
ALS and SMA differentially affect
SMA is one of the most common neuromuscular disorders ocuring during childhood
and is associated with a high morbidity and mortality [20]. It is characterized
by degeneration of
Mouse models of SMA have led to deeper insights into the pathophysiology of MN
degeneration [28]. However, the precise cellular and molecular mechanisms
mediated by SMN deficiency are still unclear. SMA is not a MN autonomous disease
[29]. Its’ pathology is not restricted to
The vulnerability of
The excitability of
PICs contribute to the operation of endogenous and conditional oscillators and
increase the gain of the input/output relationship leading to an increase in the
firing rate of
In two mouse models of severe SMA,
In SMA mouse models,
ALS is a complex, multi-factorial neurodegenerative disease often associated
with pathobiological features of fronto-temporal lobe dementia [36, 37]. About two
thirds of patients have the spinal form of the disease, which initially manifests
with arm or leg weakness (limb-onset) [38, 39]. Most of the remaining cases are
bulbar-onset, which initially manifests with speech and swallowing problems. Most
commonly, ALS starts at advanced age (up to 80 years), with a mean age of about
60 years at onset of sporadic disease and about 50 years in familial disease. It
presents as progressive muscle weakness and atrophy leading to paralysis, loss of
the dexterity, ability to move, talk, eat, breathe, and is often accompanied by
spasticity (Sect 3) and pain. Death typically occurs within 3 to 5 years of
disease onset [39, 40, 41, 42, 43, 44]. The term ‘lateral sclerosis’ refers to a hardening of the
anterior and lateral spinal cord [45], indicating degeneration of mainly the
cortico-spinal tract (CST) but also other tracts within antero-lateral spinal
white matter [46, 47]. There are two broad classes of etiologies: familial
(arround 5–10%) and sporadic (idiopathic). Familial ALS is related to mutations
in specific causative genes (C9ORF72, SOD1, TARDBP,
FUS, among others), which directly induce
Traditionally, as of the first description by Jean-Martin Charcot in 1869 [45],
ALS was considered an
The underlying pathogenesis and pathophysiology of ALS are complex and incompletely understood, but probably affected by manifold genetic, epigenetic, developmental and environmental factors [37, 49, 50, 51, 52, 66, 67, 68, 69, 70] (Fig. 1).
Impairment of several crucial cellular pathways, such as gene-processing
disorders, proteostasis, axonal transport impairments, hyperexcitability,
excitotoxicity, or functional deficits of surrounding glial cell (with
immunological and trophic consequences for the motoneuronal integrity), have been
associated with degeneration of
A number of animal models have been developed to study the genetic and molecular
mechanisms of ALS [38, 49, 59, 71, 72, 73]. The first intraspinal changes in ALS appear
to differ from those in SMA, at least in mouse models [13, 14]. There are several
mouse models, but the one on which most work has been done is the superoxide
dismutase SOD1-G93A model. In addition to G93A mutation of
SOD1 gene, mice with other mutations of SOD1, such as
G37R and G85R, are also commonly used, but to a lesser extent.
The SOD1-G93A model survives up to 150 days, longer than the
SMN
In ALS, the successive death of
Homeostatic mechanisms could include increased input to
2.2.1.1 Proprioceptive Inputs to
“You can only control what you sense” [74]. The impact of different sensory inputs on central nervous system (CNS) networks are diverse and complicated, but sensory deficits severely interfere with motor control and kinesthesia. In particular, proprioception is of great importance for motor control [75] and kinesthesia [76, 77]. Sensory impairments at early stages of ALS have been underestimated. In both ALS patients and mouse models, sensory neurons are abnormal [19, 43, 78].
Proprioceptive afferents of groups Ia and II from muscle spindles appear to be
damaged in ALS, likely a result of their monosynaptic connections to
In two lines of transgenic mice, SOD1-G93A and TDP43-A315T,
there were no differences in the total number and size of proprioceptive sensory
neuron somata in dorsal-root ganglia (DRG) between symptomatic
(SOD1-G93A) and control mice. Group Ia and II sensory terminals around
the equatorial region of intrafusal fibers of muscle spindles were altered at an
earlier stage prior to the symptomatic phase of the disease. During the
symptomatic phase, these sensory endings underwent degeneration, in parallel with
degeneration of the central endings on
In SOD1-G93A mice, large proprioceptive neurons in the DRG accumulated
misfolded SOD1 and underwent degeneration that involved recruitment of
macrophagic cells. Additionally, degeneration of sensory axons occurred in
association with activation of microglial cells [46, 85]. As large proprioceptive
DRG neurons project monosynaptically to ventral horn
In regard to changes in the muscle-spindle loop, animal models of ALS have
provided relevant data. In ALS mouse models, VGLUT1 immunoreactivity, presumably
originating from proprioceptive afferents, was reduced in the ventral horn of the
spinal cord at day 110 and was almost absent at day 130, indicating loss of
muscle spindle afferent input to
2.2.1.2 Other Sensory Inputs
Transgenic mice expressing a human SOD1 mutation (hSOD1-G93A) exhibited significant sensory damage, including Wallerian-like degeneration in axons of the DRG and dorsal funiculus, and mitochondrial damage in DRG neurons [87]. SOD1-G93A mice displayed small-diameter fiber pathology, as measured by loss of intra-epidermal nerve fibers and Meissner corpuscles [88, 89].
Cutaneous Small-diameter Fibers are primarily involved in nociception and thermosensibility. One third of ALS patients reported cutaneous sensory symptoms. Sural sensory response amplitudes were reduced in a similar proportion of patients. Sural nerve biopsy showed that predominantly large-diameter myelinated fibers were affected, while small-diameter myelinated fibers were affected less frequently [90]. About 16% of ALS patients reported sensory disturbances with different distributions, and most ALS patients showed a loss of intra-epidermal small-diameter nerve fibers [91]. ALS patients showed a significant reduction in intra-epidermal nerve fiber density as well as a significant loss in Meissner’s corpuscles [92, 93].
Small-diameter fibers from skeletal muscles, which are also involved in nociception, thermosensibility and some mechano-reception of muscle events, have been shown to be affected in ALS as mentioned below.
Noxious stimulation of cutaneous or muscular free nerve endings with afferents in groups III and IV elicited motor (e.g., withdrawal reflexes), cardio-vascular, and respiratory reactions, as well as arousal, pain, and stress, the latter in turn influencing pain sensations. Primary causes of pain include pain with neuropathic features, spasticity, and cramps, with the latter being the major cause, while spasticity typically starts at advanced stages. Secondary causes develop during progressive paresis, which induces immobility and degenerative changes in connective tissue, bones, and joints, leading to musculo-skeletal pain [40, 41, 43, 44]. Rhythmic stimulation, treadmill training, and cycling enhance the expression of brain-derived neutrophic factor (BDNF) and prevents the development of nociceptive sensitization [3].
While pain in ALS patients has attracted increasing attention, stress has not. Pain activates systems involved in the stress responses, such as anxiety, fear, and frustration. Chronic pain can indirectly contribute to these categories of stress. Conversely, stress may influence the generation, maintenance, and perception of pain. There are significant differences between acute and chronic states of pain and stress. While the acute states are frequently beneficial in ensuring survival, chronic pain and stress are generally detrimental and may have adverse effects on health. The effects of stress are dependent on various factors including genetic predisposition and early life experience [94, 95, 96]. The influence of stress on pain, and vice versa, warrants further research.
2.2.1.3 Ascending Sensory Systems
Spinal sensory tracts ascend through the dorsal (light touch, vibration, and proprioception) and antero-lateral (pain and temperature) columns. Sensory evoked potentials (SEPs) and laser evoked potentials (LEPs) showed that, compared to healthy controls, a substantial proportion of ALS patients had prolonged nerve conduction latencies. Also, diffusion tensor imaging (DTI) and magnetization transfer (MT) magnetic resonance imaging (MRI) sequences have demonstrated spinal alterations in both dorsal and antero-lateral tracts [43]. DTI of the dorsal columns at C5-T1 levels and SEPs after median and ulnar nerve stimulations in ALS patients with moderate disability indicated anatomical damages of ascending sensory fibers in about 60% of patients [97].
Compared to control subjects, ALS patients have a smaller numbers of neurons in the primary motor (MI) and primary somato-sensory (SI) cortex [98]. The median survival time was significantly shorter in patients who had larger somato-sensory cortical amplitudes in SEPs, suggesting that sensory-cortex hyperexcitability predicts short survival [99]. Evidence suggests that the motor cortex is hyperexcitable in response to transcranial magnetic stimulation and that marked disinhibition is present in the somato-sensory cortex more than 2 years after disease onset [100].
2.2.1.4 Interneuronal Inputs to
Other excitatory inputs to
Nonetheless, there is evidence to indicate that another alternative modulatory
system must be involved in compensating for the loss of C-bouton modulation,
namely the serotonergic system, for three reasons: (1) The serotonergic system
modulates
The role of Renshaw cells mediating spinal recurrent inhibition in ALS has been
studied in humans and animals (Sect 4.4). There is evidence that recurrent
inhibition is reduced in ALS patients (Sect 4.4). In animal models of ALS, the
innervation of Renshaw cells by
In mutant SOD1-G93A mice, inhibitory spinal circuits exhibit
abnormalities early on. For example, the gamma-aminobutyric acid (GABA)
equilibrium potential in
Changes in inhibitory interneurons were also found in the spinal cord of mice
(low-copy Gurney G93A-SOD1 ALS model), in which the expression of
markers of glycinergic and GABAergic neurons were reduced. This suggests that, in
mutant SOD1-associated ALS, pathological changes may spread from
A MN is a neuron in the brainstem or spinal cord that innervates muscle fibers, either extrafusal and/or intrafusal. Any neuron that innervates MNs is a premotor neuron. What are ‘lower’ and ‘upper’ MNs and why do these cells die in ALS?
The question as to the origin of ALS processes has been speculated upon from the beginning.
About half of the ALS patients show cognitive-behavioral deficits. Together with
other degenerative brain diseases, such as Alzheimer’s disease and Parkinson’s
disease, ALS shares the histo-pathological phenomena of aggregation of abnormally
altered endogenous proteins in the nervous system. A so-called staging model of
the abnormally phosphorylated protein TDP-43 (pTDP-43) pathology in sporadic ALS
proposes that four stages can be distinguished, where pTDP-43 inclusions are
found in different places. Stage 1: agranular motor cortex and
Another hypothesis suggests that pathology starts in the periphery, at the other
end of the motor-control system, and harks back to the
Whether a third (intermediary) proposal, attempting an integrative view, will answer this question is uncertain. It poses synaptic failure as a converging and crucial player to ALS etiology. Homeostasis of input and output synaptic activity of MNs has been shown to be severely disrupted early on and to definitively contribute to microcircuitry alterations at the spinal cord. Several cells play roles in synaptic communication across the MNs network system such as interneurons, astrocytes, microglia, Schwann, and skeletal muscle cells [38].
So, the question of what comes first and what is the origin of it all remains open. But how can we be sure about the start within a multi-system disease whose elements and entagled interactions are not completely known as yet? Current basic and clinical research on biomarkers as well as on genetic causes and therapies of ALS will be instructive. Time may tell.
The following discussion will focus on SCI The consequences after SCI in humans go through several stages, beginning with acute effects.
A SCI is caused by a primary mechanical insult, e.g., acute compression, sharp injury, missile, laceration, shear etc. This is followed by a secondary injury, comprised of an acute, a sub-acute, and a chronic phase. The primary insult of SCI arises from the loss of directly damaged gray matter and neural pathways, as well as surrounding tissue damage. The acute phase, which occurs within the first 48 hours following primary injury, is associated with spinal ischemia, vasogenic edema, and glutamate excitotoxicity. The sub-acute phase, occuring within the first two weeks following primary injury, involves mitochondrial phosphorylation and neuro-inflammation. The chronic phase then extends from days to years and includes apoptosis, necrosis, acute axonal degeneration, and glia scar formation [106, 107].
At the cellular level, the following changes occur. Immediately after injury, dying neurons release death signals which exacerbate the injury. The immediate tissue damage activates the innate and adaptive immune response [106]. Monocyte-derived macrophages and activated microglia remove the debris from the initial primary insult [108] (Fig. 2). These immune cells remain after debris is removed and continue to release inflammatory cues that initiate secondary injury in areas rostral and caudal to the injury epicenter. Reactive astrocytes limit the spread of inflammation, compensate for a leaky blood-brain barrier, and reduce lesion expansion by forming a glial scar, which may also prevent axonal regeneration through the lesion [108] (Fig. 2). Evidence demonstrates astrocyte-release of growth-promoting factors, such as laminin, however the cumulative effect is detrimental to recovery. Other processes also contribute to the inability of damaged axons to regenerate after injury. Wallerian degeneration of the distal axons and myelin results in debris releasing Nogo (or Rtn4), myelin-associated glycoprotein (MAG), and oligodendrocyte myelin glycoprotein (OMgp or Omg), which have all been shown to inhibit regeneration and sprouting. Collectively, these impediments limit the efficacy of spontaneous recovery following a SCI [109, 110].
Long-term repetitive two-photon laser-scanning microscopy (2P-LSM) of the dorsal spinal cord. Repetitive images of the same region in dorsal white matter within the lumbar spinal cord over 200 days after a laser-induced injury (in the center of the images from image B) in a triple transgenic mouse expressing ECFP (enhanced cyan fluorescent protein, in blue) in astrocytes, EGFP (enhanced green fluorescent protein, in green) in microglia, and EYFP (enhanced yellow fluorescent protein, in red) in axons (images A-I). Each image is a maximum intensity projection of a 38-µm stack. The central vein is on the left side. The veins are stable structures used as landmarks for repetitive imaging. All images are arranged such that rostral is to the upper side. Notice the accumulation of green microglia beginning within the first hour after the injury (from image B) followed by the accumulation of blue astrocytes beginning within a few days after the injury (from image D). The inset in the image A shows an epifluorescence overview of the surgically exposed anatomic region. The area in the box within the epifluorescence overview was recorded by 2P-LSM. Scale bar in image A, 50 µm.
The acute effect of a complete SCI in humans is a spinal shock in which neither locomotor nor spinal reflexes can be evoked. Muscles are paretic and flaccid [33, 111]. The main reason for spinal shock is the sudden loss of supraspinal influences on spinal networks; that is, the damage of CST glutamatergic signalling, as well as the loss of bulbo-spinal monoaminergic pathways and their powerful descending modulation of spinal excitability [34, 112].
In animals, spinal shock is associated with a dramatic reduction of extensor
muscle tone and spinal reflexes, including postural limb reflexes (PLRs). One
factor responsible for the reduced efficacy of spinal reflexes is a decrease in
the excitability of spinal
Spinalization affected the contribution of sensory inputs from the ipsilateral and contralateral limbs that modulate F- and E-interneurons. Thus, there was an almost two-fold increase in the proportion of interneurons modulated by sensory input from the ipsilateral limb and a corresponding decrease in the proportion of interneurons with input from the contralateral limb. This was caused by a significant reduction in the efficacy of tilt-related sensory inputs from the contralateral limb to both F- and E-interneurons across the entire gray matter. Most likely, commissural interneurons (CINs) transmitting signals from the contralateral limb are inactivated by acute spinalization. Spinalization differentially affected the efficacy of sensory inputs from the ipsilateral limb to F- and E-interneurons. These changes in the operation of postural networks underlied the loss of postural control after spinalization and represent a starting point for the development of spasticity [113].
After the initial spinal shock, locomotor activity and early spinal reflexes
reappear in response to appropriate sensory input. In the subsequent 4–8 months,
clinical signs of spasticity appear [111], but deficits in excitation of spinal
ɑ-MNs by descending pathways remain and conrtibute to weakness. In incomplete SCI
(iSCI), sensory afferent inputs may assume a disproportionately larger influence
on volitional activation than in healthy adults, such as during volitional upper
extremity tasks, standing, or stepping. After iSCI, specific changes contribute
to spasticity, including changes in
In patients with iSCI, spinal excitability is increased during the performance of strong voluntary contractions compared to healthy participants with intact spinal cords. In healthy participants, maximal voluntary contractions (MVCs) that fatigue a muscle result in reduced volitional output, but the opposite is observed in SCI patients. In healthy participants, twenty repeated isometric MVCs of the knee extensors resulted in an immediate and sustained decline in peak torque production (~30–35% decrease), while individuals with iSCI produced increased peak torque and electromyographic (EMG) activity by the third contraction (15–20%). In SCI patients, these gains in muscle activation over repeated MVCs were partly due to increased central excitability during maximal contractions, consistent with the presence of PICs (Sect 2.2.1). Thus, in SCI patients, elevated reflex activity typically characterized as spasticity may boost motor performance during both static and dynamic tasks [34].
Spasticity is a long-term symptom of brain and spinal cord damage. It has tradidionally been defined as an augmented resistance of skeletal muscle at rest to passive stretch in a velocity-dependent manner. However, this definition is based on a fast and simple clinical test and not a comprehensive description of spasticty and its underlying mechanisms. In fact, the term spasticity is now mostly used in a wider sense [115].
Spasticity can occur in response to traumatic brain injury, stroke, cerebral palsy, multiple sclerosis (MS), ALS, and SCI [40, 107, 111, 115, 116, 117, 118, 119, 120, 121, 122, 123, 124, 125, 126]. For simplicity, we will focus on SCI-related spasticity, with occasional discussion of stroke-related syndromes. Spasticity goes along with the following chronic symptoms.
Increased muscle tone (hypertonus) with muscle stiffness
Sustained involuntary muscle contractions
Hyperexcitable muscle stretch reflexes associated with velocity-dependent resistance to passive muscle stretch
Increase in short-latency stretch reflexes with enhanced tendon-tap reflexes
Clonus
Clasp-knife reflex
Loss of long-latency reflexes
Synkinesia: co-contraction of normally independently controlled muscles
Long-lasting exaggerated cutaneous reflexes (e.g., flexor or withdrawal reflexes)
Severe uncontrollable muscle spasms
Impaired voluntary activation of multiple muscles
Sensory disturbances such as enhanced abnormal sensation, dysesthesia and pain
Secondary changes in mechanical muscle-fiber properties, collagen tissue, and tendon properties (e.g., loss of sarcomeres, subclinical contractures)
Autonomic and immune dysfunctions
The specific syndromes differ depending on the cause. For example, unilateral stroke in the forebrain may leave various tracts descending to the spinal cord intact. In contrast, a SCI can damage one tract (in iSCI) or all tracts (in complete SCI), and can thus produce primary anatomical and pathophysiological changes and associated secondary changes including neurotoxicity, vascular dysfunction, glial scarring, neuro-inflammation, apoptosis, and demyelination [127]. The effects of SCI also depend on the species, completeness, extent and site of the lesion, and the clinical condition of the animal [33, 122, 128, 129]. One problem elucidating these processes is that they differ considerably between rodents, non-human primates, and humans [130].
Prominent chronic features after SCI are excessive spasms in extensor and flexor muscles with lesser expression of increased muscle tone [120]. This is the opposite pattern than what is observed following a stroke, indicating different underlying mechanisms [33, 107]. Some of these changes have formerly been considered maladaptive, particularly those leading to involuntary motor behaviors, such as spasticity, spasms, and clonus (Sect 4.1.1.2). However, animal models of iSCI and human studies suggest that increased spinal excitability underlying hyperexcitable reflexes may facilitate motor function, particularly when utilized during voluntary tasks [34].
It should be emphasised that the disruption of descending tracts also causes a number of autonomic abnormalities, including compromised cardiovascular, respiratory, urinary, gastro-intestinal, thermo-regulatory, and sexual activity. In brief, high thoracic or cervical SCI often causes life-threatening hemodynamics and respiratory dysfunction due to dysregulated sympathetic outflow, while parasympathetic (vagal) control remains intact. With injuries below the 5th thoracic segment, both sympathetic and parasympathetic control of the heart and broncho-pulmonary tree are intact [107, 119, 131, 132]. Moreover, SCI disrupts the neural and humoral control of immune cells. Autonomic dysfunction and impaired neuro-endocrine signalling are instrumental in determining ‘SCI-induced immune deficiency syndrome’, in which mature leukocyte dysfunction plays a sigificant role and the development and mobilization of immune cell precursors in bone marrow are impaired [133].
Without sensory feedback, there can be no upright stance or its maintenance. The important sensory inputs derive from a number of peripheral receptor systems. Here we concentrate on inputs processed at spinal level and their change after SCI. Covarrubias-Escudero et al. [134] used body-worn accelerometers positioned at L5 to measure characteristics of body sway, such as the amplitude, frequency, and smoothness, during quiet upright stance in patients with an iSCI. These patients presented with increased postural sway as measured by altered initial values of jerk (time derivative of acceleration) compared to healthy subjects. Although they were able to generate postural adaptations to environmental challenges, patients with iSCI could not fully compensate for the postural control changes caused by their sensory and motor impairments. It has been argued that iSCI patients might have increased postural sway consequent to deficient motor responses related to timing muscle contractions, which in turn would be the consequence of the diminished motor pathways, thus being insufficient to react and generate appropriate postural adjustments. Postural sway could also increase due to damaged somato-sensory pathways, which are often compromised following a SCI and subsequently reflect noisy somato-sensory feedback from foot pressure, muscle proprioceptors, and joint receptors. Damaged somato-sensory pathways could thus provide inaccurate information about body position in space. Together, these possible consequences of iSCI could generate frequent, abrupt corrections of postural sway direction and might be responsible for higher jerk values as compared to healthy subjects [134].
Due to partial muscle paralysis, iSCI patients tend to have atrophy and weakness in the ankle pantar-flexor muscles and consequently reduced standing balance. A potential compensatory strategy to reduce instability during quiet upright stance is to co-contract ankle plantar-flexor and dorsi-flexor muscles, which increases the ankle-joint stiffness and postural sway. These co-contractions may be a strategy used by older adults as well as subjects with iSCI to compensate for muscle weakness at the ankle joint and their upright posture. Indeed, an iSCI group exhibited more co-contractions than an able-bodied group, and postural sway was larger during ankle muscle co-contractions than during no co-contraction in the SCI-group. It has been hypothesized that the increased co-contraction in the SCI-group may be due to a switch from reciprocal inhibition (Sect 4.3) to facilitation. Both recurrent inhibition (Sect 4.4) and presynaptic inhibition (Sect 4.5) operate incorrectly after SCI which influences reciprocal inhibition. After SCI, reciprocal inhibition has been shown to be replaced with facilitation, which could increase co-contractions of ankle plantar- and flexor muscles [135].
During quiet standing, subjects with iSCI showed larger postural sway than healthy subjects, primarily due to larger ankle-joint acceleration. Also, while in healthy subjects the ankle- and hip-joint accelerations were in anti-phase to minimize the postural sway, this interjoint coordination was not affected in SCI patients, which could therefore not reduce the large center-of-mass (COM) accelerations [136].
In one study, patients with spasticity of different etiologies and degrees of severity, stood quietly upright on a force platform. The body sway measured was not correlated with muscle tone, muscle strength, tendon reflexes, plantar responses, or duration of the disease. On average, compared to healthy subjects, all patient groups showed a forward shift of the center of pressure (COP) under the feet. Moreover, paraparetic, and to a much larger extent hemiparetic patients, showed a lateral shift of COP. Sudden rotations of a supporting platform, in a toe-up or toe-down direction to stretch the soleus muscle or the tibialis anterior (TA) muscle, respectively, evoked short-latency (SLR) and medium-latency (MLR) reflex responses. Evoked SLR responses were assumed to be mediated by muscle-spindle group Ia afferents and MLR responses by group II afferents [137]. Compared to healthy controls, soleus SLR was increased in all patients. TA SLR was observed in both patients with ALS and paraparetic patients, but only rarely in healthy subjects and hemiparetic patients. By contrast, the MLRs of soleus and TA in the affected leg were diminished in hemiparetic patients, which could have contributed to increased body sway. These responses were decreased in size and not modulated by background EMG in the affected leg of hemiparetic patients, suggesting a disturbed control of spinal reflexes fed by spindle group II afferent fibers [138].
In post-stroke patients with spastic hemiparesis standing upright on a force platform, the COP under the feet was shifted toward the unaffected limb. This stance asymmetry could predict deficits in gait resulting from increased time and effort required to shift body weight toward the affected limb [139].
Thoracic SCI can negatively affect the ability to maintain unsupported sitting. Subjects with high- and low-thoracic SCI swayed more than did able-bodied controls regardless of upper-limb support. The level of injury was correlated with postural performance insofar as those with higher injuries swayed more and faster. Unsupported sitting was more unstable in comparison to supported sitting posture, especially in the anterior-posterior direction. The way subjects with high-thoracic SCI achieved stability was different from that of subjects with low-thoracic SCI, suggesting different postural regulation strategies [140]. Similar reductions in postural stabilty have been observed in subjects with motor-complete thoracic SCI who showed a trunk postural sway constraint to maintain suboptimal unsupported sitting balance [141]. In another study on seated subjects, the SCI group had greater COP sway than the controls, with no difference in the postural sway between the SCI subgroups, suggesting that the impairment in individuals with SCI resulted from disturbed supraspinal and peripheral mechanisms [142].
Many aspects of the specific pathophysiology of spasticity remain unclear. To elucidate the underlying mechanisms, various experimental animal models of spasticity have been developed. These animal models are categorized based on the mechanism of injury into contusion, compression, distraction, dislocation, transection or chemical models [143].
The extent to which spinal circuits contribute to the maintenance of upright stance has been studied in cats after spinalization. Adult cats chronically spinalized at the mid-thoracic level could be trained to stand for a short period of time, with the body parallel to the support surface and the hip held at normal height [144, 145, 146]. This demonstrates that the spinal cord can define set points regarding limb geometry, and in so doing, regulate extensor muscle lengths at the knee, ankle, and metatarsal-phalangeal joints [144]. However, although this mechanism may contribute significantly to weight support, it is not sufficient for balance [145], as the direction-specific muscle synergies were absent [147].
Intact cats can maintain balance during unexpected stance perturbations through automatic, stereotyped, and rapid postural responses. Responses were elicited to 16 directions of linear translation in the horizontal plane and various variables measured before and after spinalization at the T(6) level. After spinalization, four cats were trained to stand on a force platform. All cats were able to support their full body weight. However, the cats required assistance for balance in the horizontal plane, provided by gentle lateral force at hips. Perturbations were delivered during the periods of independent stance in three cats and during assisted stance in the fourth. A response to translation occurred only in those muscles that were tonically active to maintain stance and never in the flexors. Latencies were increased and the amplitude of EMG activation were diminished compared to healthy intact cats. Hence, the spinalized cat can achieve good weight support, but cannot maintain balance during stance except for brief periods within narrow limits, with centers above the lumbosacral cord being required for full automatic postural responses. This limited stability is likely provided by the stiffness of tonically active extensor muscles and spinal reflex mechanisms [145].
In decerebrate rabbits, in which the head and the vertebral column and pelvis were rigidly fixed, anti-phase flexion/extension movements of the hindlimbs, caused by roll tilts of a supporting platform, elicited PLRs. Neurons in spinal segments L5-L6, which presumably contributed to the generation of PLRs, could be divided into two groups: F-neurons activated during flexion of the ipsilateral limb and E-neurons activated during extension of this limb. There was also a group of non-modulated neurons. F- and E-interneurons were intermingled and scattered across the whole cross-section of gray matter. The phase of modulation of a neuron was determined mainly by sensory input from the ipsilateral limb. The majority of neurons received mono- and polysynaptic sensory inputs from both limbs, with the inputs being linearly summated. Sensory inputs from the receptive field of a neuron (determined at rest) can be responsible for tilt-related modulation only in some of the neurons [148].
Over time, spinalization in rabbits triggers two kinds of plastic changes: (1)
rapid restoration of normal activity levels in interneurons, in days following
injury, (2) slow recovery of
Locomotor rhythms can be generated by spinal central pattern generators (CPGs), which are autogenous in the sense that they do not depend on afferent sensory feedback (fictive locomotion) or spinally descending signals for their basic rhythm-generating function [149]. However, autonomy of the isolated spinal cord for generating locomotor rhythms is far greater in the spinalized rat or cat than in primates, including humans.
Spinal rhythm generation by CPGs require the coordinated activity of many neuron groups that organize the basic rhythmic spinal outputs as well as the spatio-temporal patterns of muscle activities, which must be capable of answering the varying demands of internal goals and the environment. The spatio-temporal patterns include flexion–extension alternation in intra-limb coordination and left–right coordination of different limbs. The underlying neuronal mechanisms have begun to be studied over the past few decades using anatomical, developmental, genetic, molecular, anatomical, and electrophysiological methods, particularly in mice [150, 151, 152, 153, 154, 155, 156, 157] and cats. CPGs most likely occur in humans but are much less undrstood than in mice and other mammals [158, 159, 160].
Sensory inputs have diverse roles in locomotion. Proprioceptive feedback reinforces ongoing motor output, shapes muscle activity, and contributes to timing the transitions between different locomotor step phases. They also play an important role in adjusting basic locomotor rhythm to environmental conditions and compensating for unexpected perturbations. Various sources of sensory feedback change throughout the gait cycle, and all known spinal reflex pathways are modulated during locomotion. These include stretch reflexes, H-reflexes (Sect 4.1), and presynaptic inhibition (Sect 4.5). Sensory information most appropriate for each step phase is gated by CPGs [149, 161, 162, 163, 164, 165]. Presynaptic inhibition is modulated by supraspinal centers and primary afferents in order to filter sensory information, adjust spinal reflex excitability, and ensure smooth movement [166, 167, 168, 169] (Sect 4.5). In SCI animal models and humans with SCI, sensory afferent feedback is important, if not critical, to the locomotor output. The influence of spastic motor behaviors on MN discharge and on different muscles suggests that the altered sensory input-motor output relationships could either facilitate or antagonize the intended motor command [34].
In patients with an iSCI, the ability to walk is compromised by lower limb paresis, increased spasticity, poor coordination, and impaired postural control. Body-weight support during treadmill training (BWSTT) increases muscle strength, kinematics, and spatio-temporal gait parameters [134, 170, 171, 172, 173]. Locomotor training promotes the plasticity of neural spinal circuits. The mechanisms contributing to functional recovery overlap with those underlying spasticity. Specific changes that contribute to spasticity include decreased reciprocal inhibition (Sect 4.3.), presynaptic inhibition (Sect 4.5), muscle afferent and interneuron collateral sprouting, partially resulting from the loss of competition from CST terminals, and changes in MN excitability and sensitivity, particularly in response to residual serotonergic (5-HT) inputs [34, 114].
Cats with partial low-thoracic spinal transections recovered voluntary quadrupedal locomotion with treadmill training (3-5 days/wk) over several weeks. The locomotor pattern showed left/right asymmetries in various kinematic parameters, such as homolateral and homologous interlimb coupling, cycle duration, and swing/stance durations. When partial recovery was stationary, cats were spinalized. Thereafter, the hindlimb locomotor pattern rapidly re-appeared within hours, but left/right asymmetries in swing/stance durations could disappear or reverse. Hence, after a partial spinal lesion, the hindlimb locomotor pattern was actively maintained by new dynamic interactions between spinal and supraspinal levels but also by intrinsic changes within the spinal cord [174].
Spinalized and decerebrate cats while walking on treadmills adjust their hindlimb stepping rate to a considerable speed range between 0.1 and 1 m/s. At higher speeds, walking/trotting sometimes gives way to galloping. Increased step rate is achieved primarily by shortening the stance phase, while the flexion phase remains nearly constant. These adjustments indicate a substantial role for sensory feedback in switching between different locomotor phases, especially in regulating the stance phase duration [164].
In cats with a complete SCI, hindlimb locomotion is inhibited by inputs from the lumbar region but facilitated by inputs from the perineal region. In cats with a complete SCI, these inputs also exert opposite effects on cutaneous reflexes from the foot in that lumbar inputs increase the reflex gain while those from the perineal region decrease reflex gain. Moreover, SCI can lead to a loss of functional specificity through the abnormal activation by somato-sensory feedback, such as the concurrent activation of locomotion and micturition [175].
Reach-to-grasp movements to obtain or manipulate objects are synchronous and composed of several observable components, including limb lifting, aiming, and advancing the limb, followed by opening the digits, pronating the wrist, grasping the object, and supinating to orient the object for release. After incomplete or complete SCI at cervical level, this delicately organized sequence is disrupted or impossible, respectively. The consequences of iSCI depend on the site and degree of damage.
In humans, fine motor control of the digits is largely controlled by the descending lateral CST, which decussates and crosses midline at the pyramids in the brainstem, and then continues through the spinal dorso-lateral white matter. These lateral CST fibers synapse in cervical MN pools to control proximal and distal muscles of limbs and digits. The MN pools for the shoulder and arm are located at levels C4-6, and the MN pools of the forearm and digits are located at C7-T1. In addition to CST control in non-human primates, there is evidence of the involvement of descending rubro-spinal and reticulo-spinal tract (RST) fibers in controlling which upper extremity muscles execute the reach and grasp of a target object. Also, direct excitatory projections from the deep cerebellar nuclei to the ipsilateral cervical spinal cord appear to be involved in the control of the reach-to-grasp movement. Mice with silenced ipsilateral cerebello-spinal projection neurons took longer to touch the food pellet and failed to successfully grasp it. After SCI, recovery or compensatory reaching and grasping is mediated by several spared systems that respond after injury. Plasticity of primary sesosry afferent fibers also contribute to improved function post-injury [110].
The neural control of muscles is heavily compromised during spasticity and depends on the etiology (stroke, SCI, MS), experimental paradigm, condition (rest, static muscle contraction, sitting, standing, locomotion, voluntary movement), and methods used. Here we will focus on SCI, with some discussion of other conditions.
Loss of supraspinal signals leads to an abundance of changes Patientbelow the
SCI site. They include changes in the number of neurons, adult neurogenesis,
dendritic spine growth, re-distribution of sensory and descending inputs to
Patients with Chronic spinal diseases often show spasms that are long in
duration and appear spontaneously or are caused by unspecific sensory stimuli. A
number of mechanisms have been suggested to underlie spasms, including changes in
biophysical properties of
Clinically, spasticity is often defined as an increased velocity-dependent resistance to passive muscle stretch. This reflex is elicited by sensory receptors excited by muscle stretch, processed by spinal networks as the interface and ends in muscle contraction. In the following, we will discuss the various elements leading to the development of spasms.
Muscle stretch reflexes are more complicated than relatively simple tendon-tap responses of manually exerted stretches used by neurologists. They are also more complicated than the phasic H-reflex, which generates a short-latency EMG wave in response to electrical stimulation of group Ia muscle spindle afferents in the parent muscle nerve. After complete SCI, the amplitude of H-reflexes in hindlimb muscles is greatly increased but can be reduced by locomotor training [181].
Augmented stretch reflexes require the consideration of various neuronal
networks. Several mechano-receptors and their afferents are involved (Fig. 3,
Ref. [120]). For example, group Ia and II afferents from muscle spindles
modulated by fusimotor control by
A schematic diagram to illustrate spinal neuronal
networks involved in motoneuron (MN) excitability changes following spinal cord
injury (SCI). There are several mechano-receptors and their
glutametrgic afferents involved, including group Ia afferents from muscle
spindles modulated by fusimotor control by
These spinal interneuronal networks are under modulatory influence from various, differentially connected descending tracts [182]. So, any impairment of these descending signals could be expected to derange and shift spinal network functions, including the muscle stretch reflex (Fig. 3). When discussing muscle stretch reflexes, it is important to note that the total mechanical response of a contracting muscle to a stretch is the sum of the response from the passive tissue, the response from the properties of the muscle fibers contracting prior to the stretch (intrinsic properties), and the response from the stretch reflex-mediated contraction of the muscle fibers [183].
Resistance to the stretch of a muscle is determined by three mechanisms: passive and intrinsic properties of the intact and active muscle system around the joint (‘non-reflex component’), force generated by the stretch reflex (‘reflex component’), and supraspinal control of the stretch reflex.
4.1.1.1 Length Feedback
Compared with healthy control participants, the ankle mechanics and stretch reflexes of spastic hemiparetic stroke patients showed various changes, as determined by a nonlinear delay differential equation. Mechanically, stiffness in spastic ankle joints was higher across plantar-flexion and dorsi-flexion torque levels, and the more spastic plantar-flexor muscles were stiffer than dorsi-flexors at comparable torques. Increased stiffness in spastic ankle joints was mainly due to an increase in passive stiffness, indicating increased connective tissue or shortened fascicles. Viscous damping in spastic ankle joints was increased across plantar-flexion torque levels and at lower dorsi-flexion torques, reflecting increased passive viscous damping. The more spastic plantar-flexor muscles showed higher viscous damping than dorsi-flexors at comparable torque levels. Spasticity was associated with decreased threshold and increased gain of tendon reflexes. The gain of the phasic component of the stretch reflex in spastic plantar-flexor muscles was higher and increased faster with plantar-flexor contraction. The gain of the tonic stretch reflex was increased in spastic ankle muscles at rest [184].
In healthy subjects, muscle stretch and H-reflexes are modulated in a manner that is dependent on the walking task and step phase. Evidence for task-dependency was seen through the reduction of soleus H-reflex gain from standing to walking to running. This was thought to be due to increased presynaptic inhibition (Sect 4.5; references in Thompson et al. [185]) caused by supraspinal (including CST) control, and so is phase-dependent modulation of the H-reflex. Another study had patients with spasticity of different etiologies and degrees stand quietly upright on a supporting force platform. Sudden rotations of the platform, in a toe-up or toe-down direction to stretch the soleus muscle or the TA muscle, respectively, evoked short-latency (M1) and medium-latency (M2) reflex responses. Compared to healthy controls, soleus SLR was increased in all patients in the study. TA SLR was often seen in both patients with ALS and paraparetic patients, but rarely in normal healthy subjects and hemiparetic patients. These responses were decreased in size and not modulated by background EMG in the affected leg of hemiparetic patients, suggesting disturbed control of spinal reflexes fed by spindle group II afferent fibers [138].
In standing human subjects, foot dorsi-flexion evoked a short-latency and a medium-latency EMG response in the soleus muscle. SLRs are thought to be mediated by spindle group Ia afferents, while group II fibers contribute to MLRs through an oligosynaptic circuit. Achilles tendon vibration had different effects on both SLR and MLR responses in spastic hemiparetic patients and normals subjects. While there were no differences between controls and spastic hemiparetic patients in term of size of control SLR or MLR, vibration decreased SLR to 70% in control subjects, but increased it to 110% in spastic hemiparetic patients, in both affected and unaffected leg. Vibration did not affect MLR amongst controls but increased it to 165% on the affected and 120% on the unaffected side of spastic hemiparetic patients. Therefore, in spastic hemiparetic patients the lack of inhibition from vibration on SLR indicated that inhibition of the monosynaptic reflex was reduced, while the increased MLR indicated a disinhibition of group II pathway, connected to the loss of descending control on group II interneurones. Spastic hypertonia depends on release of group II rather than group Ia reflex pathways [186].
Phase-dependent modulation of the H-reflex during locomotion in healthy subjects is likely generated by presynaptic inhibition (Sect 4.5; references in Thompson et al. [185]). In spastic stroke patients, the input-output properties of the soleus stretch reflex during sitting and walking was different from healthy subjects. In the early swing phase, the threshold of the input-output relation was significantly lower in the spastic stroke patient group. There was a significant correlation between the stretch reflex threshold in the early swing phase and the clinical spasticity score. It has been suggested that in the early swing phase, the reduced soleus stretch reflex threshold prevents stroke patients from making fast foot dorsi-flexion and thereby impairs walking speed [187]. In chronic iSCI patients, the swing-phase H-reflex, which was absent or very small in neurologically normal subjects, is abnormally large, but can be down-regulated by operant conditioning [188].
In another study, spastic patients with hemiparetic stroke and age-matched healthy volunteers had three types of ankle perturbations during treadmill walking applied. Fast dorsi-flexion perturbations elicited a short-latency stretch reflex in the soleus muscle, which were facilitated in the patients compared to the control subjects. Fast plantar-flexion perturbations, applied during the stance phase to unload the plantar flexor muscles and remove the afferent input to soleus ɑ-MNs, decreased soleus activity that was significantly smaller among stroke patients compared to the healthy volunteers. Slow-velocity, small-amplitude ankle trajectory modifications, which mimicked small deviations in the walking surface, generated gradual increments and decrements in the soleus EMG in the healthy volunteers, but significantly depressed modulation in the stroke patients. This was taken to indicate that, although the stretch reflex response was facilitated during spastic gait, the contribution of afferent feedback to the ongoing locomotor soleus activity was depressed in patients with spastic stroke [189].
In healthy subjects and patients with spasticity due to chronic iSCI, unexpected
ankle dorsi-flexion perturbations and soleus H-reflex were elicited throughout
the gait cycle. In healthy subjects, spinal short-latency M1 (mainly elicited by
group Ia muscle spindle afferents), spinal medium-latency M2 (presumably mediated
mainly by group II muscle spindle afferents), and long-latency M3 reflexes
(probably mediated via transcortical or sub-cortical pathways) were modulated
throughout the step cycle. The responses were largest in mid-stance and almost
completely suppressed during the stance-swing transition and swing phases. In SCI
patients, M1 and M2 responses were abnormally large in the mid–late-swing phase,
while M3 modulation was similar to that seen in healthy subjects. The H-reflex
was also large in the mid–late-swing phase. Elicitation of H-reflex and stretch
reflexes in the late swing often triggered clonus (Sect 4.1.1.2) and affected the
soleus activity in the following stance phase. The large M1 enhancement in SCI
patients has been suggested to result from reduced inhibition of group Ia
excitatory pathways, while the enhancement of the M2 component could be due to
increased oligo- or polysynaptic group Ia excitation, reduced inhibition of
excitation from group II spindle pathways, changes in pathways containing
excitatory and inhibitory interneurons that receive inputs from group Ib
afferents (Sects 4.1.1.3, 4.1.2), and/or increased excitation of interneuronal
pathways fed by other afferents. It has also been suggested that, at least
partly, the firing of group II and Ib afferents and an altered modulation or
excitability of Ib/II interneurons (Sect 4.1.2) may explain abnormal swing-phase
bursts in the soleus EMG or abnormally large M2 responses in the late-swing
phase. Group Ib feedback interacts with other reflex pathways (Sect 4.1.2) and
cutaneous reflexes, which are also altered after SCI. Other interneuronal
networks are also likely involved. Reduced CST activation of the TA muscle
results in weak dorsi-flexion and foot drop and would reduce reciprocal
inhibition (Sect 4.3) of the soleus even if reciprocal inhibition itself were
normal. Yet in SCI patients, reciprocal inhibition between the plantar-flexors
and dorsi-flexors is often abnormal (Sect 4.3) and would further reduce the
suppression of the soleus
In hemispheric stroke patients, increased drives via the vestibulo-spinal tracts
(VeST) and/or reticulo-spinal tracts (ReST) contribute to
spasticity on both sides [190]. After hemispheric stroke, alterations in the
activity of the reticular nuclei affect both sides of the spinal cord, and
thereby should contribute to increased
4.1.1.2 Clonus
Ankle clonus is an involuntary 5- to 7-Hz joint oscillation [120, 192] and
commonly occurs at the ankle in patients with motor-incomplete SCI and other
forms of CNS pathology. Clonus may be promoted by increased soleus
Computer simulations of the reflex circuit involving the ankle muscles and
monosynaptic spinal connections between spindle afferents and
4.1.1.3 Force Feedback
In stroke patients, constant velocity stretches elicit, after movement onset, progressively increasing active reflex force with increasing joint angle. However, after the reflex force magnitude exceeds a particular level, it begins rolling off until maintaining a steady-state value. The magnitude of these force plateaus are correlated with the speed of stretch, such that higher movement speeds result in higher steady-state forces. These force plateaus could result from a force-feedback inhibitory pathway.
A simple model representing the elbow-reflex contains two separate feedback pathways, one representing the monosynaptic stretch reflex originating from muscle spindle excitation, and another representing force-feedback inhibition arising from force sensitive receptors. The force-feedback inhibition altered the stretch-reflex response, resulting in a force response that followed a sigmoidal shape, similar to that observed experimentally. Moreover, simulated reflex responses were highly dependent on force-feedback gain, such that increases in this gain predicted that reflex force plateauing would begin at decreasing force levels. The parameters from the model indicate that the force threshold for force-sensitive receptors is relatively high, suggesting that the inhibition may arise from muscle free nerve endings rather than GTOs. The experimental results together with the simulations of elbow-reflex responses suggest that after stroke, the effectiveness of force-feedback inhibition may increase to a level that has functional significance [195].
4.1.1.4 A Special Stretch-Reflex Component: Clasp-Knife Reflex
The clasp-knife reflex is one sign of spasticity. It can be evoked in decerebrate and spinalized (T12) cats by muscle stretches or contractions. Sudden relaxation can be induced by continued passive bending or straightening of a limb. Stretch of a hindlimb extensor muscle can evoke inhibition in homonymous and synergistic extensor muscles, but only if the stretch is of large amplitude and produces large force. The reflex effects also extended to other muscles. Extensor muscles were inhibited and flexor muscles were excited throughout the hindlimb. Stretch of the tibialis anterior muscle generated the same spatial pattern and time course of reflex action as stretch of an extensor muscle - inhibition of extensor muscles and excitation of flexor muscles throughout the hindlimb [196]. The receptors responsible for the reflex are group III and IV muscle afferents from free nerve endings. In decerebrate and spinalized (T12) cats, group III and IV muscle afferents are sentivive to muscle stretches of large amplitude that produce considerable passive force. In response to ramp stretches, their discharge began after a brief latency, attained its maximum at the ramp end and then showed a rapid and complete decay during static stretch, and the discharge adapted to repeated stretches. Isometric muscle contraction also excited the afferents. Thus, the afferents responded to both length and force. Stimulation of free nerve endings by squeezing the Achilles tendon in cats exhibiting the clasp-knife reflex evoked strong homonymous inhibition and a flexion/withdrawal pattern of reflex action, i.e., inhibition of extensor and excitation of flexor muscles throughout the hindlimb, which parallels the spatial divergence of the clasp-knife reflex [197]. Muscular free nerve endings activated interneurons in laminae V-VII of the cat L5-S1 spinal segment. These interneurons were suggested to be responsible for mediating the clasp-knife reflex as the time course and magnitude of their responses to stretch and contraction paralleled the time course and magnitude of the clasp-knife reflex [198].These simulations suggest that GTOs play no great role in force feedback in spasticity, but that muscle group III and IV afferents from free nerve endings assume the role. This leaves the question as to what the role of GTOs might be.
Stretch of active muscles activates muscle receptors other than muscle spindles, such as GTOs. It is therefore important to estimate what the contribution of GTO afferents to the reflex might be, in healthy and diseased states. Unfortunately, this is difficult as a result of group Ib afferents from GTOs having complex spinal effects via interneurons, and these effects being state-dependent (review: Windhorst 2021 [182]).
In cats, group Ib afferents from flexor and/or extensor muscles provide
the dominant excitatory monosynaptic or both mono- and disynaptic effects on
so-called ‘Ib-Ins’. Inhibitory Ib-interneurons exert widespread oligosynaptic
actions that reach almost all
In cats, group Ia and group Ib afferents converge on 30–50% of
intermediate-zone interneurons (so-called ‘Ia/Ib interneurons’; below), on which
they exert co-excitatory, co-inhibitory, or mixed effects. Convergence occurs on
afferents from the same muscle, different muscles acting at the same joint, or at
different joints. Interneurons with Ia/Ib convergence may project to all
At rest, e.g., in reduced immobile preparations, group Ib afferents exert di- or
trisynaptic inhibition on homonymous
Group III and IV Afferents originate from free nerve endings and their activation reflexly elicits, for example, nocifensive flexor and withdrawal reflexes. Group III and IV afferents of muscle origin are in part nociceptive and in part ergoceptive, with wide-ranging central effects and diverse functions. They exert modulatory effects on most spinal interneurons and reflexes, which may work to adjust muscle contractions during muscle fatigue [165, 204, 205] and ventilation, heart rate, blood pressure, and vascular resistance during physical exercise [205, 206, 207].
Group III muscle afferents are more mechano-sensitive than group IV afferents during skeletal muscle contraction, force production, dynamic/static muscle stretch, and local intramuscular pressure. Muscle group IV afferents are more sensitive to metabolites released into the interstitium by muscle activity as their activation usually starts after a delay during prolonged muscle contraction and continues to discharge until the withdrawal of muscle metabolites [205]. In particular, group III and IV muscle afferents appear to elicit the clasp-knife reflex (Sect 4.1.1.4).
All the interneurons intercalated in the above connections receive modulating inputs from various descending tracts and sensory afferents [182]. The partial or complete interruption of descending tracts should thus have complex effects on the operation of these interneurons. In humans, such intracate spinal connections are more difficult to investigate and would require indirect methods.
In adult decerebrate spinalized cats, reflexes elicited by ramp-hold-return
stretches of the triceps surae muscles were abolished in the acute spinal state.
In chronic spinalized cats (4 weeks after spinalization), reflex force partly
recovered. However, soleus and lateral-gastrocnemius activity remained fairly
depressed, despite the fact that injecting clonidine, a
Several types of sensory receptors contribute to stretch reflexes. First, muscle
stretch activates group Ia and group II muscle spindle afferents. Electrically
stimulating tricep surae muscle afferents at group I (i.e., Ia and Ib) strength
evokes similar or larger homonymous and heteronymous excitatory postsynaptic
potentials (EPSPs) in chronic spinalized cats (
Functional re-organization of stretch reflex pathways after spinalization likely
occurs at the pre-motoneuronal level. That is, within a complex interneuron
network [182, 208]. For example, in the intact state, triceps surae group II
inputs readily excite interneurons and transmit signals to ankle extensor
Finally, inhibitory mechanisms within the spinal cord are particularly affected by SCI. Disynaptic reciprocal inhibition (Sect 4.3) between ankle flexors and ankle extensors can be altered following SCI in humans. Spinalization also changes presynaptic inhibition (Sect 4.5). After spinalization, collaterals from the same muscle afferent can be differentially regulated by other segmental inputs. Changes in presynaptic regulation of tricep surae muscle afferents could explain why the same muscle stretch fails to activate some muscles after spinalization, which were strongly activated in the intact state (e.g., soleus and lateral gastrocnemius) while activating muscles that were inactive before spinalization (e.g., semitendinosus and sartorius).
Descending monoaminergic influences likely participate in the re-organization of
stretch reflexes. Depressed stretch reflexes after acute spinalization may be due
to the loss of serotonergic drive because selective activation of 5-HT
In summary, stretch reflex pathways from triceps surae muscles to multiple hindlimb muscles undergo functional re-organization after spinalization. Altered activation patterns by stretch reflex pathways could explain some sensory-motor deficits observed during locomotion and postural corrections after SCI [208].
It has been hypothesized that length- and force-dependent reflexes have integrated functions. A rapid ramp-and-hold stretch elicits a fast muscle force response with an initial overshoot that subsides into a maintained steady-state phase. The overshoot is probably due to excitation of group Ia afferent fibers, shortly afterwards complemented by excitation of group II afferents and group Ib afferents from GTOs during the length and force hold phases. The composite reflex response is thus a complex response elicited by the different afferents filtered by the distributed spinal interneuronalnetwork possibly including recurrent pathways and integrated premotor INs with distributed convergence [203, 209, 210, 211].
Inhibitory force feedback is predominantly inter-muscular and distributed. It may promote proportional coordination of the knee and ankle during locomotion and manage inertial interactions between joints, particularly at higher forces and velocities. Together with length feedback, it may manage limb mechanics at a higher, more global level. Collectively, all sources of force feedback as well as length feedback determine the mechanical properties of the limb as a whole [203, 212].
In human spasticity,
Such changes may have anatomical causes. For example, after a SCI, the
As mentioned before, PICs in
After SCI, PICs increase in amplitude, which restores
A characteristic feature of
SCI interrupts at least some descending motor and neuromodulatory pathway connections and causes a loss of down-stream activity-dependent processes. This activity loss produces spinal interneuron degeneration and several activity-dependent maladaptive changes that underlie hyperreflexia, spasticity, and spasms [114].
In complete SCI, the loss of long descending connections makes volitional
control of movement impossible. Depending on the type and location of incomplete
injury, damaged and undamaged neurons show some spontaneous plasticity of the
spared axons by sprouting, new synapse formation, and changes in
electrophysiological properties. Synaptic connections become stronger and more
efficient following short high-frequency bursts and repetitive input (short-term
facilitation or LTP, which stands for long-term potentiation, respectively). On a
molecular level, single bouts of high-frequency input result in increased
neurotransmitter release, while repetitive bouts increase synaptogenesis and
synaptic efficiency by modulating post-synaptic
In rats, lesions of the cortico-spinal tract at high cervical level led to significant sprouting of the contralateral ventral CST across the midline into the ipsilesional medial MN column of lamina IX The anatomical plasticity of the medial MN column was critical to post-injury gains in function [218]. Similarly, non-human primates with unilateral cervical SCI showed some improvement in reaching and grasping over time and this corresponded with changes in the distribution of CST terminals in the spinal gray matter compared to intact macaques [219]. These CST axons rostral and caudal to the injury site terminate in lamina VII, whereas the sprouting fibers synapse near MN pools in lamina IX [110].
Brain-derived Neutrophic Factor (BDNF) is an important regulator of neuronal development, axon growth, synaptic transmission, and cellular and synaptic plasticity. BDNF is also important for the formation and maintenance of certain forms of memory. BDNF is intricately involved in spinal plasticity, including plasticity in response to a SCI, but BDNF actions are multifaceted as it can mediate both adaptive plasticity and maladaptive plasticity. The effects of BDNF relate to nociceptive processes [2, 3, 220]. While BDNF is pro-nociceptive in the healthy state, it is not after injury, at least acutely. Increases in BDNF after SCI promote adaptive plasticity and functional recovery [221].
One potential mechanism for the hyperexcitability of
Plasticity of Postsynaptic Membrane Properties occurs, in part, by altering
receptor densities and respective ionic concentration gradients across the cell
membrane. Intracellular recordings of
Dorsal root injury caused collateral sprouting of adjacent dorsal root axons into the dorsal horn in cats [223]. Later studies showed that collateral sprouting of primary afferent fibers resulted in recovery of motor function after either dorsal root or SCI. Sprouting of intact propriospinal interneurons following spinal hemisection occurred as a neural mechanism of locomotor recovery. Altered primary afferent input may be transmitted to MNs through deep dorsal horninterneurons, and membrane properties of these interneurons rostral and caudal to SCI demonstrated decreased input resistance and rheobase, indicating a hyperexcitable state [110].
Plasticity of Nociceptive Afferents exert widespread influences on many types of spinal interneurons [182], and their dysfunction could therefore play various roles in pain sensation and motor control. After experimental SCI, nociceptive fibers display maladaptive increases in terminal arborization in the dorsal horn, and exhibit hyperexcitability, and increased spontaneous activity. In patients with SCI, findings suggest that morphological and intrinsic changes in these sensory afferents could, in part, mediate the return of functional sensation, as well as maladaptive allodynia and hyperalgesia, and the development of neuropathic pain. But nociceptive signals are also supplied for tissue and joint protection via reflex arcs to modulate normal motor circuit function and motor output. Therefore, aberrant plasticity of nociceptive afferents may be detrimental to functional recovery following SCI [110].
It has been suggested that increased excitability of the muscle stretch reflex
could be due to increased activity of muscle spindle afferents caused by an
increased fusimotor bias by
It has been shown extensively that spinal networks, such as reciprocal inhibition, recurrent inhibition (Sect 4.4), and presynaptic inhibition (Sect 4.5), are modulated by many descending and sensory inputs [182, 213, 227]. It is evident, therefore, that the operation of these networks are bound to change after the disruption of descending inputs following SCI and probably also by the modification of sensory inputs, for which there is experimental evidence (Fig. 3).
Reciprocal inhibition is important for regulating the actions of antagonist
muscles at a joint. It is mediated by reciprocal Ia inhibitory interneurons which
inhibit antagonist
Inhibition of hindlimb
Reciprocal inhibition may contribute to adjust ankle-joint stiffness. For
instance, when the soleus muscle is stretched, its autogenetic stretch reflex
increases its stiffness. At the same time, the antagonist TA
Changes in reciprocal inhibition after SCI, mostly tested from TA
But if, after iSCI, reciprocal inhibition is replaced with facilitation [135, 235], how then does it change to precisely tune co-contraction for ankle stiffness? In other words: What are the mechanisms to adapt it to the new conditions?
During voluntary ankle dorsi-flexion movements in MS patients, reciprocal inhibition and presynaptic inhibition do not increase at movement onset, as is the case in healthy subjects, which may be responsible for the tendency to elicit unwanted stretch reflex activity and co-contraction of antagonistic muscles [237].
In healthy subjects, the stretch reflex increases during voluntary muscle contraction, which is attributed in part to the depression of inhibitory mechanisms. In spastic patients, these inhibitory mechanisms are depressed at rest and cannot be depressed any further. This depression may in part explain the occurrence of co-contraction in antagonist muscles. In most normal movements, antagonist muscles should remain silent and maximally relaxed. This is ensured by increasing transmission in several spinal inhibitory pathways. In spastic patients, this control is inadequate, and therefore stretch reflexes in antagonist muscles are easily evoked at the beginning of voluntary movements or in the transition from flexor to extensor muscle activity [238].
In healthy human subjects, the strength of reciprocal Ia inhibition between
ankle flexor and extensor muscles can be temporarily increased by electrically
stimulating, for 30 min, the common peroneal (CP) nerve with a patterned input
(10 pulses at 100 pulses/s every 1.5 s; mimicking Ia afferent discharge during
stepping), but not regular pattern at the same average rate (1 pulse every 150
ms). However, this effect is short-lived. Thus, the patterned stimulation
induced, but did not maintain, plasticity. Various mechanisms have been suggested
to underlie these observations. The glutamatergic group Ia afferent synapses on
the reciprocal Ia inhibitory interneurons could be potentiated. Or the inhibitory
synapses on
In cats, spinal recurrent inhibition is mediated by Renshaw cells (RCs), which
receive their most important excitatory input from
Recurrent inhibition is further influenced by sensory afferents and signals
descending from supraspinal sources, however it is still not well understood
[182]. In cats, RCs receive modulating inputs from the motor cortex, cerebellum,
nucleus ruber, reticular formation, and vestibular nuclei. These are in part
independent of inputs of the same origin to
Descending influences have also been investigated in humans. In healthy
subjects, recurrent inhibition is modulated in various conditions, including
stance, locomotion, and voluntary movements. For example, compared to upright
stance supported by a wall, recurrent inhibition is enhanced in soleus muscle
during unsupported free stance. This has been interpreted as a mechanism to
diminish the reciprocal inhibition between antagonistic
In about half of spastic patients, recurrent inhibition is not abnormal, irrespective of lesion site and origin, while in the rest, these factors influence changes in recurrent inhibition. In hemiplegic patients, recurrent inhibition at rest was increased compared to the unaffected side and to healthy subjects. In patients with progressive paraparesis (hereditary spastic paraparesis, ALS), recurrent inhibition was decreased when abnormal. In SCI patients, recurrent inhibition was often increased [227, 248]. In other studies, recurrent inhibition has been reported to change after SCI, but in different ways: increase [249], normal, reduced, or absent [248].
Changes of recurrent inhibition in spasticity are complicated, probably reflecting the different kinds of lesions. If the above results somewhat represent the operations of recurrent inhibition under natural conditions, their effects would not simply be mirrored by changes in reciprocal inhibition because the latter would be additionally determined by inputs other than recurrent inhibition.
Siembab et al. [250] argue that the competition of
In neonatal mice, RCs receive monosynaptic proprioceptive inputs, likely group
Ia, which subsequently lose weight because of increasing Renshaw cell dendritic
growth [122, 250, 251, 252, 253]. One reason could be that different synaptic inputs on RCs
compete. Strengthening of proprioceptive inputs reduces
One hypothesis regarding the potential role of
Important progress has been made by targeting RCs by genetic modification. In
mice, Enjin et al. [258] used the selective expression of the nicotinic
cholinergic receptor2 (Chrna2) to genetically target the vesicular inhibitory
amino acid transporter (VIAAT) in RCs. Loss of VIAAT from Chrna2Cre-expressing
RCs had the following consequences. In adult mice, the loss of VIAAT had no
effect on grip strength, change in gait, or motor coordination. In neonatal mice,
the loss of VIAAT did not alter drug-induced fictive locomotion. However,
The above results suggest plastic compensation within the
proprioceptive-
Spinal presynaptic inhibition provides a mechanism by which signal flow from
segmental sensory afferents into the CNS may be modulated and regulated at the
first central synapse. Presynaptic inhibition is produced predominantly by
GABAergic interneurons acting on GABA
Animal and human studies have shown that presynaptic inhibition can be set to
different mean levels and modulated dynamically during rest, locomotion, and
voluntary movement [149, 162]. For example, inhibition becomes weaker during
voluntary contraction [260]. Also, synaptic transmission from group Ia muscle
spindle afferents to
The disruption of descending tracts should change the operation of presynaptic inhibition. It should be noted that, in humans, presynaptic inhibition suppresses different reflexes differently, where H-reflexes are suppressed strongly and stretch reflexes undergo little supression [263]. SCI has been suggested to lead to hyporeflexia during the ‘spinal shock’ because of an initial increase in the efficacy of presynaptic inhibition. Afterwards, over the time of chronification, presynaptic inhibition of ankle extensor group Ia input declines to levels less than those of control subjects, thereby contributing to enhance spinal reflexes, consistent with the clinical state of ‘spasticity’ [264]. Evidence for this comes from data obtained in paraplegics with bilateral spinal cord lesion sugesting that presynaptic inhibition of soleus group Ia terminals was decreased [1, 265]. More direct evidence for decreased presynaptic inhibition was found in decerebrate rats, in which chronic SCI decreased presynaptic inhibition of the plantar H-reflex through a reduction in primary afferent depolarization (PAD) evoked by stimulation of the posterior biceps-semitendinosus (PBSt) muscle group I afferents [266]. Thus, after SCI, the supraspinal control of interneurons mediating PAD is disengaged, which suggests an augmented role for sensory afferents.
The musculo-skeletal system is multi-variate, non-linear, time-varying and complex. It is difficult to “understand how these structures define the control problems that are solved by the nervous system” [165, 267]. The upper CNS echelons appear to be heavily involved in solving these problems, but “the spinal cord circuitry is in fact capable of solving some of the most complex problems in motor control and, in that sense, spinal mechanisms are much more sophisticated than many neuroscientists give them credit for” [268]. Specifically, the vertebrate spinal cord can solve, at least to some degree, e.g., the degrees-of-freedom problem, the problem of complex spatial sensory-motor transformations, and the inverse-dynamics problem [268].
Among the many challenges that organisms face are perturbations that originate externally or internally and are either harmless or deleterious in nature. Here we have reviewed damage to the nervous system to which mammals must react. These reactions may be direct or indirect consequences of the original lesions or attempts to adapt to the circumstances so as to make the best of the situation and potentially come up with a solution to keep going.
Despite the variability of symptoms and anatomical/functional alterations depending on species and lesion sites, one symptom appears to be ubiquitous: spasticity. It may be speculated, therefore, that spasticity has developed trans-individually as a common adaptation with a beneficial effect, namely stabilization of stance and locomotion against weakening muscles. It may be regarded as an outcome of trying to find a solution to changed circumstances. Other learning processes may be taylored to provide individual solutions for particular problems.
“There is a third solution that is based on trial-and-error learning, recall and interpolation of sensorimotor programs that are good-enough rather than limited or optimal. The solution set acquired by an individual during the protracted development of motor skills starting in infancy forms the basis of motor habits, which are inherently low-dimensional” [5].
Thus, after lesions and the loss of substantial descending inputs, the CNS has to learn new sensory-motor programs that are sufficient to restore some motor capacity. Since favorable programs depend on the precise site and extent of the lesions, they must be taylored to individual circumstances, using trial-and-error learning supported by inputs that mirror the sensory feedback occurring during natural movements such as locomotion. In so doing, the re-designed spinal circuits must be able to cope with old problems. Important roles in doing so are played by interneuronal networks.
“Engineers use neural networks to control systems too complex for conventional engineering solutions. To examine the behavior of individual hidden units would defeat the purpose of this approach because it would be largely uninterpretable. Yet neurophysiologists spend their careers doing just that! Hidden units contain bits and scraps of signals that yield only arcane hints about network function and no information about how its individual units process signals. Most literature on single-unit recordings attests to this grim fact” [269].
The workings of spinal neuronal networks on the backstage will never be figured
out. An important characteristic of these networks is the wide and often
semi-random connectivity between several descending systems, sensory inputs from
diverse muscles, joints and cutaneous sources to
The impenetrability of the backstage network has advanced experimentally more accesible networks like reciprocal Ia inhibition, recurrent inhibition and presynaptic inhibition onto the frontstage. But it should not be forgotten that the latter are complex networks in their own right [182].
ALS, amyotrophic lateral sclerosis;
UW: Coceptualized and designed the review, conducted literature search, writing of the main part of the text; PD: Contribution of some parts of the text, designed the figures, revision and editing of the manuscript. Both authors read and approved the final manuscript. Both authors have participated sufficiently in the work and agreed to be accountable for all aspects of the work.
Not applicable.
UW appreciates the indulgence and patience of his wife Sigrid.
This research received no external funding.
The authors declare no conflict of interest.
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