- Academic Editor
Background: This study was conducted to evaluate compliance with guideline-directed optimal medical therapy (OMT) and its association with early implantable cardioverter-defibrillator (ICD) activation in patients with heart failure and reduced ejection fraction (HFrEF). Methods: Retrospective data from 307 patients who underwent ICD implantation for primary prevention from 2011 to 2017 were collected and analyzed. Results: Among the study participants, only 23.8% received the maximum tolerated dose of OMT prior to ICD implantation, with 59.0% receiving all three OMT medication groups. No significant difference in OMT compliance was found between patients with ischemic cardiomyopathy (ICM) and those with non-ischemic dilated cardiomyopathy (DCM). However, DCM patients received ICDs more frequently at the time of diagnosis than ICM patients (13.8% vs. 0.7%). Early ICD activation (within 3 months) occurred in only one patient who had not received appropriate OMT, representing 0.7% of all ICM patients. Furthermore, early activation was also infrequent in patients who received OMT (2.9% of ICM patients and 2.6% of DCM patients). Echocardiography follow-up data revealed that 20.4% of ICM patients and 29.8% of DCM patients who did not receive OMT before ICD implantation showed improvement in the left ventricular ejection fraction (EF) to 35% or more. Conclusions: This study found suboptimal compliance with OMT prior to ICD implantation in HFrEF patients. The results showed that early ICD activation was rare in all patient groups, especially those who did not receive the prescribed 3 months of OMT. More research is needed to investigate longer waiting periods for the evaluation of potential EF improvement, and to better evaluate the eligibility of HFrEF patients for ICD. The current findings have potential implications for clinical practice and patient outcomes.
Implantable cardioverter-defibrillators (ICDs) are the gold standard therapy for primary prevention of sudden cardiac death (SCD) in patients with heart failure with reduced ejection fraction (HFrEF). The evolution of medical therapy for heart failure has led to a progressive change in the guidelines. According to the current European Society of Cardiology (ESC) guidelines, ICD implantation is indicated only after patients have been treated with optimal medical treatment (OMT) for three months [1]. However, real-world data shows that many patients are still undertreated before ICD implantation [2, 3]. This is important since OMT can improve the ejection fraction (EF), especially in patients with newly diagnosed non-ischemic dilated cardiomyopathy (DCM) [4]. Although some patients may no longer be candidates for ICD following improvement in EF, the evidence suggests they could still be at higher risk of arrhythmia [5, 6]. Trials with wearable cardioverter-defibrillators (WCD) indicate that patients may be at risk early after diagnosis when medical therapy is being up-titrated [7, 8, 9, 10]. More data from registries and additional randomized trials are needed to clarify these important issues and to help identify patients who will benefit most from ICD therapy as primary prevention.
The aim of this study was to investigate compliance with current guideline-directed OMT in patients with HFrEF during the 3-month period prior to ICD implantation for the primary prevention of SCD [1]. We also evaluated the rate of early ICD activation during the first 3 months (OMT introduction and titration period) after implantation in patients who did not receive OMT, or had ICD implanted soon after revascularization procedures. When available, echocardiography data was analyzed to assess the improvement in EF following OMT.
Data were retrospectively collected for all patients with HFrEF who were newly
implanted with an ICD for the primary prevention of SCD at the University
Hospital Centre in Zagreb between January 2011 and December 2017. Patients
already treated with cardiac resynchronization therapy (CRT) and ventricular
assist devices (VAD) were excluded, as well as those with pre-existing ICDs who
were admitted for box change. Therapy compliance with the guidelines was
evaluated using hospital medical records. Patients treated with the maximum
tolerable dose of angiotensin-converting-enzyme inhibitor (ACEI) or angiotensin
II receptor blockers (ARB), beta-blocker (BB) and mineralocorticoid receptor
antagonist (MRA) for 3 months before implantation were considered to have
received OMT, as defined in the 2012 and 2016 ESC guidelines [11, 12]. The use of
sacubitril/valsartan and sodium-glucose cotransporter 2 (SGLT2) inhibitors was
not addressed here due to the study period being prior to their introduction in
the guidelines. When medical therapy was started
This research was conducted in accordance with the principles of the Declaration of Helsinki and was approved by the Ethics committee of the University Hospital Center, Zagreb (class 8.1-23/218-2, number 02/013 AG).
Categorical variables are expressed as absolute and relative frequencies.
Continuous variables showed normal distribution and were expressed as mean
A total of 307 ICDs were implanted during the study period, with 147 (47.9%) in ICM patients and 160 (52.1%) in DCM patients. Baseline characteristics for the two patient groups are shown in Table 1.
ICM | DCM | p-value | |
Patients, n (%) | 147 (47.9) | 160 (52.1) | / |
Male, n (%) | 134 (91.2) | 136 (85.0) | 0.12 |
Age (years) | 61.2 |
54.1 |
|
LVEF, % | 28.8 |
26.7 |
0.01 |
NYHA functional status | 2.0 |
2.1 |
0.76 |
BB, % | 96.6 | 91.9 | 0.09 |
ACEI or ARB, % | 83.7 | 75.6 | 0.09 |
MRA, % | 52.4 | 58.1 | 0.36 |
Recent revascularization, n (%) | 9 (6.1) | / | / |
Receiving OMT at implant, n (%) | 34 (23.1) | 39 (24.4) | 0.89 |
ICM, ischemic cardiomyopathy; DCM, non-ischemic dilated cardiomyopathy; LVEF, left ventricular ejection fraction; BB, beta blocker; ACEI, angiotensin-converting-enzyme inhibitor; ARB, angiotensin II receptor blockers; MRA, mineralocorticoid receptor antagonist; recent revascularization = less than 3 months after revascularization procedure, or less than 6 weeks after ST-elevation myocardial infarction; OMT, optimal medical therapy; NYHA, New York Heart Association.
Only 37 patients (12.05%) were female, and mean age at implantation was 57.5
ICM: OMT | ICM: no OMT | DCM: OMT | DCM: no OMT | p-value | |
Patients, n (%) | 34 (23.1) | 113 (76.9) | 39 (24.4) | 121 (75.6) | 0.89 |
ICD implantation at diagnosis, n (%) | / | 1 (0.9) | / | 22 (18.2) | |
OMT |
/ | 3 (2.7) | / | 6 (5.0) | 0.50 |
Incomplete OMT*, n (%) | / | 58 (51.3) | / | 36 (29.8) | |
Dose up-titrated during hospitalization, n (%) | / | 31 (21.1) | / | 37 (23.1) | 0.25 |
Dose up-titrated during 1 year follow-up, n (%) | / | 20 (13.6) | / | 20 (12.5) | 0.86 |
DCM, non-ischemic dilated cardiomyopathy; ICM, ischemic cardiomyopathy; OMT, optimal medical therapy; ICD, implantable cardioverter-defibrillator. * incomplete OMT = at least one of the three drug groups (beta-blocker, angiotensin-converting-enzyme inhibitor or angiotensin II receptor blockers, mineralocorticoid receptor antagonist) was not given.
Among all patients who had not received OMT according to the guidelines and who prematurely received an ICD, follow-up data revealed early appropriate activation (within 3 months of implantation) in only one ICM patient (0.7% of ICM patients). The patient had established ICM and was suffering from recurrent, unexplained syncopes. No early ICD activations were observed in the DCM patients who had not received OMT before implantation. However, 4 patients from that group (3.3%) received inappropriate ICD shock due to supraventricular tachycardia or, in one case, lead dysfunction. Appropriate early ICD activations were uncommon even in patients who had received OMT, with only 1 (2.9%) ICM patient and 1 (2.6%) DCM patient receiving activation within the first 3 months of implantation (Table 3).
ICM: OMT | ICM: no OMT | p-value | DCM: OMT | DCM: no OMT | p-value | |
Patients, n (%) | 34 (23.1) | 113 (76.9) | / | 39 (24.4) | 121 (75.6) | / |
Appropriate activation in first 3 months, n (%) | 1 (2.9) | 1 (0.9) | 0.41 | 1 (2.6) | 0 (0) | 0.24 |
Inappropriate shock in first 3 months, n (%) | 0 (0) | 0 (0) | 1.00 | 1 (2.6) | 4 (3.3) | 1.00 |
EF improved to |
5 (14.7) | 23 (20.4) | 0.62 | 4 (10.3) | 36 (29.8) | 0.02 |
EF, ejection fraction; ICD, implantable cardioverter-defibrillator; OMT, optimal medical therapy; DCM, non-ischemic dilated cardiomyopathy; ICM, ischemic cardiomyopathy.
Follow-up echocardiography data during the first year after implantation was available in 55.4% of cases. In 23 (20.4%) ICM patients and 36 (29.8%) DCM patients who did not receive OMT prior to implantation, the EF improved to 35% or more during the first year after implantation. DCM patients who did not receive OMT before implantation were significantly more likely to improve than those with OMT (OR 3.71, 95% CI 1.23–11.2, p = 0.02). Some patients showed improvement after ICD implantation, even though they were already on the maximum tolerable dose of OMT beforehand. This occurred in 5 (3.4%) ICM patients and in 4 (2.5%) DCM patients (Table 3).
The current results show that the rate of OMT before ICD implantation in HFrEF patients was less than optimal. Just 23.8% of patients received the maximum tolerable dose of OMT, while 59.0% received the three medication groups at any dose. It is important to emphasize that our results were obtained from a single-center, retrospective study, and that two larger registries reported an OMT rate of 61.1% and 73.5% [2, 3]. However, one of these only included patients who were older than 65 years [2]. Furthermore, these registries were established during the era when OMT was considered to be ACEI and BB. In addition to the inclusion of MRA, another key difference with the present study is that we obtained our data directly from hospital medical records rather than from insurance databases or prescription fills. This allowed us to track changes in the dose of OMT and to better assess compliance. As mentioned above, the guidelines were changed during the study period. According to the 2006 American College of Cardiology (AHC)/American Heart Association (AHA)/ESC guidelines, “chronic optimal medical therapy” was required before ICD implantation [13]. At the time, MRA was not required and the duration of therapy was not specified [14]. Guidelines for the treatment of heart failure (HF) patients were subsequently updated [11, 15], but only in 2015 did the ESC guidelines adopt the current recommendation of at least 3 months of treatment with maximum tolerable doses of ACEI, BB and MRA before ICD implantation [16]. This is not surprising, since a considerable proportion of patients in the landmark ICD trials were not treated with ACEI or BB [17, 18].
Given the advances in pharmacological treatment of HF with newly developed drugs
(sacubitril/valsartan, sodium-glucose cotransporter 2 inhibitors, ivabradine,
vericiguat and omecamtiv mecarbil), the introduction and up-titration of medical
therapy now takes longer. It has been suggested this might justify the need for a
longer waiting period of up to 6 months before ICD implantation in DCM cases
[19]. This is also supported by the results of two studies showing at least 20%
improvement in EF in 39% of DCM patients after 6-months treatment with ACEI and
BB [20]. Indeed, a significant proportion of cases no longer met the criteria for
an ICD [21]. The available echocardiography data from our registry is in line
with these findings. The EF improved to
A previous study found that the rate of appropriate ICD activation was similar in all patients during the first year, but subsequently decreased in patients whose EF improved compared to those whose EF remained low [4]. Smer et al. [5] and Pillarisetti et al. [6] both reported that the risk of arrhythmia remains elevated even after EF improves, although it is lower compared to patients with no improvement in EF. HFrEF patients are perceived to be at high risk of SCD, and therefore it is interesting that we observed a very low rate of appropriate ICD activation. Only 3 (1.0%) patients with appropriate activation were observed during the first 3 months after implantation (1 no-OMT ICM patient and 2 OMT patients), with no deaths during this period. This is lower than the rate reported in WCD trials of patients with newly diagnosed ICM or DCM, which ranged from 1.4% to 7.1% [7, 8, 9, 10]. However, there are no randomized trials examining WCD for newly-diagnosed cardiomyopathy during the introduction and up-titration of OMT. It is also important to consider the burden of inappropriate shocks on DCM patients observed during the first 3 months in our study (2.6% of OMT and 3.3% of non-OMT DCM patients). This has a negative impact on quality of life [25] and represents a significant proportion of patients compared to the 1-year incidence of 7% reported elsewhere [26].
The available data and the present research findings support the current practice of a 3-month “waiting period”. This helps to avoid a significant number of unnecessary implantations. An even longer waiting period of 6-months could allow enough time for positive remodeling in patients with DCM, prior to re-evaluation for ICD implantation [18]. This could also be supported by the very low incidence of early ICD activation in the present study, and the declining risk of SCD in HF patients reported in a large meta-analysis [27], even before introduction of the current quadruple OMT. However, some patients remain at high risk of SCD despite EF improvement. The use of other criteria to identify these patients is currently being investigated, including late gadolinium enhancement on cardiac magnetic resonance [28].
Analysis of our institutional ICD registry revealed that a significant number of patients with HFrEF received premature ICD implants before appropriate treatment with OMT. This was more common in patients with newly diagnosed DCM. Our follow-up data suggests that early ICD activation is very rare in all cases and hardly ever happens in patients who received an ICD immediately after diagnosis, revascularization, or without receiving 3 months of OMT. The rate of inappropriate shocks in DCM patients is non-negligible, even early after implantation. A significant percentage of patients improve after appropriate medical treatment. The present findings support current guidelines, but also suggest the possibility of longer waiting periods for titration of OMT before ICD implantation, especially in DCM patients. There were several important limitations to this study, including its single center design, and the use of older OMT regimens without SGLT2 inhibitors. Additional research would add significantly to our understanding of the role and importance of OMT before ICD implantation in HFrEF patients.
In compliance with the data sharing policy, we regret that the dataset associated with this study is unavailable to the public due to restrictions imposed by the data custodian, as access is limited to authorized individuals with specific permissions for data security and privacy reasons.
IP, CDA, GBC, GM and VV designed the research study. IP, VP, AN, JEB, JPP, BPN, MK, RM and MP acquired the data. IP, MLB, DP and DM analyzed the data. IP, GM and VV wrote the manuscript. All authors contributed to editorial changes in the manuscript. All authors read and approved the final manuscript. All authors have participated sufficiently in the work and agreed to be accountable for all aspects of the work.
This study was approved by the Ethics committee of University Hospital Center Zagreb (class 8.1-23/218-2, number 02/013 AG). The need for Patient’s informed consent was waived by our Ethics Committee as stated in the manuscript due to the retrospective nature of the research and since the data were anonymised.
We are grateful to the participants, colleagues, and researchers who provided insights and assistance. We also acknowledge the University Hospital Centre Zagreb for resources and the reviewers for their valuable feedback. Lastly, we express our gratitude to our friends and family for their unwavering support.
This research received no external funding.
The author declares no conflict of interest. Giacomo Mugnai is serving as one of the Editorial Board members and Guest editors of this journal. Vedran Velagic is serving as Guest Editor of this journal. We declare that Giacomo Mugnai and Vedran Velagic had no involvement in the peer review of this article and have no access to information regarding its peer review. Full responsibility for the editorial process for this article was delegated to Massimo Iacoviello.
Publisher’s Note: IMR Press stays neutral with regard to jurisdictional claims in published maps and institutional affiliations.