- Academic Editors
Background: Several markers have been proposed for the detection and
progression of subclinical atherosclerosis. We aimed to analyse the impact of
classical risk factors on the presence and short-term progression of subclinical
carotid atherosclerosis in a non-diabetic, primary prevention cohort.
Methods: This analysis included participants with completed
visits at baseline and at 5-year follow-up (N = 141; 56.7% females, 43.3%
males; aged 49.6
Atherosclerotic (ATS) cardiovascular (CV) diseases (CVD) are the main cause of morbidity and mortality worldwide [1]. The presence of subclinical ATS is the major causal risk factor (RF) for CVD in asymptomatic individuals [1]. Various markers of subclinical ATS have been identified as predictors of CV events [1]. In contrast, the management of patients without established CVD is based solely on the identification of the risk of CVD, mostly through validated multivariable risk prediction tools. However, the calculated risk may underestimate the real CVD risk [1, 2]. A large proportion of the asymptomatic population assessed by risk scoring is at low-to moderate CVD risk, with missed opportunities for early detection and appropriate management of CVD [3, 4]. The use of biochemical, functional, and morphological markers of subclinical ATS was proposed to refine the risk classification in subjects with low- to moderate CV risk profiles [2, 5]. Morphological changes of the arterial wall, detected by coronary artery calcification (CAC), carotid artery intima-media thickness (CIMT) and carotid plaque detection were shown to be the most valuable markers of subclinical ATS and predictors of CV events, however, not with equal risk reclassification [6]. CAC is a surrogate measure of total ATS plaque burden and a strong independent predictor of CV morbidity and mortality but has significant limitations for primary prevention [6, 7]. In contrast, detection of CIMT and carotid plaque can be easily measured at a reduced cost, without radiation, but with lower net reclassification value than CAC-scoring [6]. Systematic reviews [7, 8] have documented that CAC scoring, CIMT and the presence of carotid plaque improved risk prediction in addition to traditional risk scores in the low to-intermediate risk population, with CAC being the best measure, followed by CIMT and carotid plaque quantification [9, 10, 11]. However, carotid plaque quantification offers better accuracy and reproducibility in assessing subclinical ATS compared to CIMT [8]. Several sophisticated, promising imaging markers for identifying subclinical ATS and improving risk stratification in asymptomatic subjects are available, however, the lack of methodological standardization, measurement difficulties and publication bias argue against screening [3, 12]. Therefore, the current European guidelines suggest not using genetic risk scores, circulating or urinary biomarkers, vascular tests or imaging methods (other than CAC scoring or carotid ultrasound (USG)) for risk estimation [13]. CAC scoring, or plaque detection by carotid USG when CAC scoring is not feasible, may be considered to improve risk classification for treatment decisions with a IIb B level of evidence [13].
ATS progression predicts CV events [14]. However, existing data regarding the association between progression of carotid intima-media thickness (IMT) and the risk of CV events remains inconclusive [14, 15, 16]. No reliable data from the literature is available on the rate of progression of pathological age and sex adjusted CIMT. Conflicting data also exists on the short and long-term influence of CVD risk profiles on the progression of carotid ATS [17].
We aimed to study the prevalence and short-term progression of subclinical carotid ATS in middle-aged, non-diabetic, asymptomatic individuals with low-to moderate estimated CV risk as well as to evaluate the associations between CV RFs and morphological markers. Our secondary aim was to show the efficacy of carotid plaque screening for personalized CV risk stratification. To the best of our knowledge, only a few studies have combined carotid IMT parameters and the presence of plaque to study the progression of subclinical carotid ATS in a middle-aged, non-diabetic, primary prevention cohort.
This was an observational, prospective, real-life study in a population of
400–450 asymptomatic subjects, based mainly on loco-regional specificity. The
study subjects were 141 participants of Caucasian origin without established CVD,
80 (56,7%) females and 61 (43,3%) males, aged 49.6
Participants were examined in the Outpatient Department of the 4th Clinic of
Internal Medicine at LP University Hospital in Kosice. The examinations were
carried out in the morning, under standard conditions. We performed blood
sampling, urine tests, electrocardiograms, subclinical ATS markers, and conducted
medical interviews to detect major RFs for ATS and pharmacotherapy. On physical
examination, anthropometric parameters and office blood pressure were measured. A
10-year total CV mortality (SCORE) and Framingham risk score were calculated for
each subject. Blood and urine samples were analysed by standard laboratory
methods. Metabolic parameters included: fasting glucose, glycated haemoglobin
(HbA1c), uric acid, serum total cholesterol (T-C), high-density lipoprotein
cholesterol (HDL-C), low-density lipoprotein cholesterol (LDL-C), triglycerides
(TAG) and serum creatinine. The estimated glomerular filtration rate was
calculated according to the “Modification of Diet in Renal Disease” formula
[19]. The following values were considered abnormal for the primary prevention
cohort, based on accredited laboratory reference values: T-C
Carotid arteries were examined using ultrasonography (USG) by the same
experienced physician for all patients and all years and were blinded to the
subjects’ health status and RFs. USG methodology as well as CIMT and carotid
plaque definitions followed the Mannheim consensus and European recommended
protocols [22, 23]. Bilateral carotid arteries were scanned using high-resolution
B-mode USG (Philips HD 15) with the 7.5-MHz probe in real-time, at 5
Patient’s data are summarized at baseline and at the end of follow-up.
Continuous variables were presented as mean
Out of the 187 initial, healthy, non-diabetic, 35–55-year-old (mean age 45.6
Parameters | Baseline | Follow-up | p | |
N = 141 Mean (SD) | N = 141 Mean (SD) | Mean (SD) | ||
Age (yr) | 45.64 (5.02) | 49.64 (4.67) | 4.35 (1.6) | |
Waist circumference (cm) | 87.63 (13.07) | 92.33 (12.87) | 4 (5.39) | |
BMI (kg/m |
25.28 (3.89) | 25.67 (4.55) | 0.38 (1.48) | 0.003 |
Total cholesterol (mmol/L) | 5.47 (0.93) | 6.00 (1.09) | 0.48 (0.88) | |
LDL-C (mmol/L) | 3.24 (0.79) | 3.91 (0.83) | 0.63 (0.75) | |
HDL-C (mmol/L) | 1.5 (0.35) | 1.47 (0.36) | –0.01 (0.21) | NS |
Triglycerides (mmol/L) | 1.26 (0.74) | 1.47 (0.856) | 0.15 (0.56) | 0.002 |
Plasma glucose (mmol/L) | 5.01 (0.47) | 5.13 (0.49) | 0.11 (0.4) | 0.001 |
HbA1c (IFCC) (mmol/mol) | 34.4 (3.6) | 32.4 (3.5) | –1.9 (3.4) | |
Uric acid (µmol/L) | 297.27 (80.09) | 312.16 (81.9) | 13.97 (45.31) | 0.001 |
Creatinine (µmol/L) | 86.45 (10.64) | 71.36 (11.91) | –16.36 (5.63) | |
eGFR (mL/min/1.73 m |
70.2 (7.8) | 96.6 (11.4) | 26.4 (9.0) |
Remarks: BMI, body mass index; LDL-C, low-density lipoprotein cholesterol;
HDL-C, high-density lipoprotein cholesterol; HbA1c, glycated haemoglobin; IFCC,
International Federation of Clinical Chemistry and Laboratory Medicine; eGFR,
estimated glomerular filtration rate; NS, statistically nonsignificant
difference; N, number; SD, standard deviation; yr, years;
Parameter | Baseline | Follow-up | p |
N = 187/141 Mean (SD) | N = 141 Mean (SD) | ||
Risk age (N/%) | 41/21.9 | 65/46.1 | NS** |
Sex (male) (N/%) | 75/40.1 | 61/43.3 | NS** |
Positive family history (N/%) | 33/17.8 | 31/22.1 | NS** |
DLP (N/%) | 132/71 | 126/89.4 | |
AH (N/%) | 48/25.8 | 54/38.6 | |
Duration of AH (years) | 0.78 (2.12) | 2.1 (4.57) | |
Smoking (N/%) | 38/20.3 | 28/19.9 | NS** |
MetS (N/%) | 31/16.8 | 40/28.4 | NS** |
Central obesity (N/%) | 105/57.4 | 103/74.6 | |
SCORE fatal | 0.57 (0.93) | 1.16 (1.56) | |
SCORE non-fatal | 1.81 (2.70) | 3.71 (4.72) | |
Number of RF | 2.61 (1.63) | 3.78 (6.06) | |
Treatment of DLP (N/%) | 12 (6.4) | 12 (8.5) | NS** |
Remarks: SCORE, Systematic Coronary Risk Estimation; DLP, dyslipoproteinemia; AH, arterial hypertension; MetS, metabolic syndrome; RF, risk factor; SD, standard deviation; NS, statistically nonsignificant difference; N, number; p, statistical significance; *, paired t-test (N = 141 at baseline and follow-up); **, McNemar’s test (N = 187 at baseline and N = 141 at follow-up).
Markers | Baseline | Follow-up | p | |
N = 141 Mean (SD) | N = 141 Mean (SD) | Mean (SD) | ||
CIMT dx (mm) | 0.54 (0.09) | 0.62 (0.10) | 0.08 (0.12) | |
CIMT sin (mm) | 0.54 (0.09) | 0.62 (0.10) | 0.08 (0.11) | |
CIMT max (mm) | 0.67 (0.11) | 0.74 (0.11) | 0.08 (0.12) | |
CIMT bilat |
2/1.1 | 3/2.1 | 1/1.0 | NS* |
asCIMT bilat (N/%) | 99/52.9 | 111/78.8 | 12/25.9 | |
Carotid plaque (N/%) | 9/4.8 | 25/17.9 | 16/13.1 |
Remarks: CIMT dx/sin/max, common carotid artery intima-media thickness: mean
value of right/left carotid artery/maximum value; CIMT bilat
Based mainly on the surprisingly high prevalence of asCIMTbilat and carotid
plaque burden in middle-aged, healthy population, we analysed the possible
associations between classical RFs for ATS and carotid USG parameters, to
determine their suitability as screening tests for subclinical ATS and eventually
for personalized CV risk prediction. Statistically inconsistent associations were
found (no relationship; borderline/weak significance) between classical RFs and
CIMT parameters either continuous or dichotomous (including the mean CIMT
difference between baseline and follow-up) in the univariate analysis (data are
not shown). In contrast, a strong relationship was confirmed between all
classical RFs (except for sex and positive family history) and the occurrence of
carotid plaque (Table 4). Insignificant predictors are not shown. In the
multivariate analysis we assessed the predictive power of the influence of
classical RFs on markers showing progression of subclinical ATS. Total
cholesterol was the only factor with a significant effect on the mean CIMT
(p = 0.013; B = 0.024). A significant, but inconclusive influence of 2
lipid parameters was also detected on the pathological value of age- and
sex-adjusted CIMT bilaterally (T-C: p = 0.019; Exp(B) = 58; LDL-C:
p = 0.044; Exp(B) = 0.017). The multivariate regression model from the
CIMT max showed statistical significance in non-lipid variables: CV risk score
(p
Dependent parameters | Independent parameters | Exp(B) | Confidence Interval 95% | p | |
Lower bound | Upper bound | ||||
Carotid plaque | Risk age | 3.86 | 1.49 | 9.97 | 0.005 |
AH | 2.88 | 1.19 | 7.02 | 0.019 | |
Smoking | 3.59 | 1.40 | 9.24 | 0.008 | |
Central obesity | 9.0 | 1.16 | 69.71 | 0.035 | |
MetS | 3.53 | 1.44 | 8.64 | 0.006 | |
SCORE | 1.44 | 1.12 | 1.85 | 0.004 | |
T-C | 1.88 | 1.24 | 2.83 | 0.003 | |
TAG | 1.57 | 0.99 | 2.49 | 0.057 | |
LDL-C | 2.31 | 1.34 | 4.01 | 0.003 |
Remarks: AH, arterial hypertension; MetS, metabolic syndrome; T-C, total cholesterol; LDL-C, low density lipoprotein cholesterol; TAG, triglycerides; HDL-C, high-density lipoprotein cholesterol; SCORE, Systematic Coronary Risk Estimation; p, statistical significance. Variables at follow-up were entered into the logistic regression analysis. Dichotomic variables had two distinct alternatives (yes/no). Carotid plaque entered the analysis at N = 25 (every entered subject had only one plaque). Significant predictors are shown (sex, positive family history, duration of arterial hypertension, HDL-C and number of risk factors did not have significant association with carotid plaque).
Dependent parameters | Independent parameters | B/Exp(B) | Confidence Interval 95% | p | |
Lower bound | Upper bound | ||||
CIMT sin | T-C | 0.024 | 0.005 | 0.042 | 0.013 |
CIMT max | Sex (male) | –0.087 | –0.14 | –0.034 | 0.002 |
SCORE | 0.028 | 0.014 | 0.042 | ||
asCIMT bilat | T-C | 58* | 1.94 | 1752.41 | 0.019 |
LDL-C | 0.017* | 0.0003 | 0.902 | 0.044 | |
Number of RFs | 0.033 | 0.012 | 0.055 | 0.003 | |
Positive FH | –0.075 | –0.134 | –0.017 | 0.013 | |
Carotid plaque | Number of RFs | 1.71* | 1.099 | 2.68 | 0.017 |
Remarks: SCORE, Systematic Coronary Risk Estimation; CIMT, carotid artery intima-media
thickness; IMT, intima-media thickness; CIMT sin/max, common carotid artery intima-media thickness: mean value of left
carotid artery/maximum value; asCIMT bilat, pathological common carotid artery intima-media thickness by age and sex
on the right or left;
In clinically healthy, middle-aged, nondiabetic, predominantly non-hypertensive
individuals, without known CVD, with low-to moderate estimated risk SCORE, during
5-year follow-up, the increase in mean and maximum values of CIMT was
significant. The occurrence of age- and sex-adjusted abnormal mean CIMT was
surprisingly high at the end of follow-up (78.8%) and compared to the beginning
of the study, the prevalence was higher by 25.9%. Similarly, a relatively high
prevalence (17.9%) of carotid plaque burden with a 13.1% increase in comparison
with baseline was documented at the end of follow-up. Over 5 years, 95.7% of the
study group remained at low- to moderate estimated CV risk (SCORE), in 4.3% of
subjects a high risk was computed. Following personalized stratification, using
carotid plaque for subclinical ATS detection, 13.6% of subjects were
reclassified into high CV risk. These findings underline the role of timing (49.6
The risk profile of our study group is comparable with the literature [17, 28], but obesity and DLP are increased in our study due to the fact, that we followed central obesity and had tighter cut-offs for DLP. In the large on-going PESA study with enrollment of participants without CVD, with no exclusion of diabetics, the study group had a better risk profile in term of DLP (40.9%) and obesity (13.3%), but the proportion of lipid-lowering therapy was similar (6.6%) [29].
Based on a systematic review, in low-to-intermediate risk individuals (mean age
of 60
For CVD risk assessment, instead of normative values (i.e., pathological IMT
Similarly to our results, the 75th percentile of the CCA-IMT distribution was
established at 0.58 and 0.59 mm in healthy females and males without CV RFs, over
40 years of age [38, 39]. In a recent study of an apparently healthy population
aged 57.7
USG measures of carotid IMT and plaque are non-invasive methods for measuring
ATS burden and strongly associated with vascular RFs and the incidence of CV
events [35]. ATS progression predicts CV events [14]. The occurrence of carotid
plaques seems to be variable in the general population and might be explained by
geographical influence, age and the presence of CV RFs [28]. According to a
systematic review [7], the occurrence of plaque in asymptomatic,
low-to-intermediate risk cohorts, with different age and risk profile was an
average of 35% (from 1.4% to 65.3%). Some studies [11, 28, 37, 40] in comparison
to our results, reported a higher prevalence of carotid plaque (78%, 40%, 25%,
34%, resp.) probably due to the enrollment of older subjects. Data from studies
with asymptomatic, middle-aged individuals documented higher occurrence of
carotid plaques (29.3% in subjects with risk SCORE
CIMT is associated with CVD RFs, the prevalence and incidence of CVD, and the degree of ATS in several different arterial beds [42]. In line with various studies in healthy populations, we documented associations between almost all classical CV RFs and CIMT parameters, however, in univariate analysis the associations were dominantly weak (datasets from univariate analysis are available from the corresponding author on request). Some studies showed robust correlation between age and the CIMT [43, 44]. In the Happy study, it was relatively better for the female cohort, which is partially in line with our findings [43]. Although the CIMT is thicker in men [26, 36, 38], sex does not independently predict the CIMT [45]. In other small cross-sectional studies of healthy subjects, age, BMI, waist circumference, systolic blood pressure (SBP) and diastolic blood pressure as well as TAG, HDL-C, glycaemia, and histories of CVD and type 2 DM [40, 44] were significantly associated with CIMT. Central obesity was significantly associated with CIMTmax and mean CIMT, while AH was only associated with CIMTmax in our study. There are non-consistent results in the literature regarding CIMT and lipoproteins. Most single-centre studies indicate the relationship between higher CIMT and higher levels of T-C, LDL-C, and non-HDL-C, as well as inverse associations with HDL-C [44, 45] (comparable to us); however, meta-analyses fail to show any associations [46, 47]. Similar controversies in association between HbA1c and the CIMT were revealed in non-diabetic individuals [48]. Alizargar et al. [44] showed a significant and strong correlation between HbA1c and CIMT, which we confirmed for MetS. With an increasing number of RFs, the increase of mean IMT in all carotid arterial segments was found in the Bogalusa Study [49], we confirmed weak associations between risk SCORE and mean as well as maximum CCA IMT values.
In the multivariate analysis, age appeared to be the most common independent predictor of CIMT [44, 45]. Apart from age, Alizargar et al. [40] also found, that waist circumference, SBP and C-reactive protein (CRP), and Paul et al. [49], also found that male sex, T-C/HDL-C ratio and smoking were common independent predictors of CIMT. Mitu et al. [28, 50] reported, that risk SCORE positively, significantly and also independently correlated with CIMT and the presence of carotid plaques in a small, clinically healthy, middle-aged cohort. In contrast, we found only a weak prediction of mean CIMT with T-C, and CIMT max with risk SCORE, but we found no positive influence of other RFs on CIMT. This is probably due to the limited range of age and our small study sample.
In a univariate analysis by Novo et al. [37], CIMT
Carotid ATS (IMT, plaques) is independently associated with all traditional RFs
and CVD [35, 51]. Thickening of the CIMT reflects early stages of ATS, but plaque
formation indicates later stages [52]. A meta-analysis of 76 cross-sectional
studies with evaluation of 11 RFs, showed an association between the incidence of
carotid plaque and AH, DM, DLP, current smoking, hypertriglyceridemia, LDL-C,
hyperuricemia, hyperhomocysteinemia, and MetS [47]. We did not analyse the impact
of DM and hyperhomocysteinemia, but found similar significant associations of RFs
(also central obesity and SCORE risk) with the occurrence of carotid plaque. In
line with our findings, Mitu et al. [50] documented an association of
increased CV risk scores with the presence of carotid plaque and suggested the
screening of subclinical ATS in subjects with a risk SCORE
The presence of subclinical ATS is the major causal RF for CVD in asymptomatic
individuals rather than a prominent additional predictive factor [54]. Carotid
plaque burden may detect early stages of disease even before coronary
calcification [11]. The Multi-Ethnic
Study of Atherosclerosis (MESA) study showed that adding different plaque metrics
with CIMT measurements to RFs significantly increased the association with the
incidence of CVD events [55]. The BioImage study showed a significantly higher
risk prediction performance of manual three-dimensional (3D) quantification of plaque thickness
compared with two-dimensional (2D) measurements of plaque and CIMT [3]. A first clinical event in
the 10 years follow-up was reported in 32% of subjects with carotid wall
thickening and 62% with asymptomatic carotid plaque, moreover carotid
subclinical ATS was related to the major CV RFs enhancing the predictive value of
risk scores especially in the low- risk population [37]. Similarly, in the Heinz Nixdorf Recall (HNR)
study CAC, CIMT, and ankle-brachial index (ABI) were associated with stroke in addition to established
RFs [56]. CV disease primary prevention guidelines prioritize risk stratification
by using clinical risk scores; beyond traditional RFs, CAC scoring, or the
presence of carotid plaque as a high risk finding [1]. USG are sufficient for
determining an accurate prediction of the CV risk in asymptomatic patients.
Carotid USG results should be combined with other ATS factors, and a
comprehensive risk assessment may help to guide CV prevention decisions. The
observation in the Refine study that risk scores are predictive of new plaque
formation in patients with no plaque at the first visit [32], the proposal of Mitu et
al. [50] to screen populations with a risk SCORE
Limitations of our study are: a small number of participants, lower response rate (75%), low prevalence of some morphological markers, effect of collinearity, as well as the elimination of incomplete results, which weaken the statistical power in sub-analyses. Moreover, the lack of methodological standardization, measurement difficulties and publication bias make it difficult to compare our results with other studies. In addition, there are limited data focusing on the progression of subclinical ATS in similarly selected subjects and using markers. Due to these limitations, there is a need for cautious interpretation of our results. Additional research in a larger sample of asymptomatic individuals is needed to quantify the impact of imaging for subclinical ATS in CV risk management before applying them in clinical practice.
In middle-aged, non-diabetic, low-to moderate CV risk individuals, during a short follow-up, a relatively high prevalence and significant progression of subclinical carotid ATS was detected by widely available, non-invasive, standardized ultrasound techniques, expressed mainly as the presence of carotid plaque and age- and sex-adjusted increase of CIMT. The number of classical RFs independently predicted the occurrence of carotid plaque and was a determinant of CIMT progression. The high prevalence and short-term progression of subclinical carotid ATS (between 45 and 50 years of patients’ age), in addition to the evidence based predictive power of ATS burden on the incidence of CV events, may underline the rationale for carotid ATS screening and personalized CV risk stratification in middle-aged subjects with low-to moderate calculated CV risk, especially in those over 50 years old with several RFs.
The datasets generated and analysed during the current study are not publicly available due to the institution policy but are available from the corresponding author on reasonable request.
ES designed the research study. AL, EF and ES performed the research. AL, EF conducted data collection. PS, TM and MB provided help and advice on technology. TM and MB provided help and advice on language. PK analyzed the data. ES and PS wrote the manuscript. PS and PK conducted writing review. All authors contributed to editorial changes in the manuscript. All authors read and approved the final manuscript. All authors have participated sufficiently in the work and agreed to be accountable for all aspects of the work.
This study was conducted in accordance with the Declaration of Helsinki, and the protocol was approved by the Ethical Committee of the L. Pasteur University Hospital in Košice (approval number 2020/EK/02018). All participants provided written informed consent.
The authors thank the participants in Košice region for their valuable contribution.
This research received no external funding.
The authors declare no conflict of interest.
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